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Results: 1-10 of 403

Court of Appeals reinstates insurance coverage claim for disgorgement

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • June 13 2013

In a decision issued on June 11, the New York Court of Appeals reversed the Appellate Division's dismissal of J.P. Morgan's lawsuit against its

Ninth Circuit limits key defense in ERISA stock drop cases

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • June 10 2013

On June 4, 2013, the Ninth Circuit issued an opinion in Harris v. Amgen, reversing an order granting a motion to dismiss and reviving a class action

SEC proposes floating NAV for institutional prime money market funds; “fees and gates” for non-government funds

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • June 5 2013

The Securities and Exchange Commission today unanimously proposed two alternative requirements for money market funds. First, the SEC would require

What’s old is new again: Total settles FCPA charges involving decade-old conduct

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • May 31 2013

This week the Securities and Exchange Commission (SEC) and the Department of Justice (DOJ) announced that France-based oil and gas company Total S

Broker-dealer email systems must keep pace with firm growth, FINRA says

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • May 28 2013

A recent FINRA disciplinary action sends a strong message to broker-dealers that the development of their compliance systemsparticularly with respect

MoFo Tech: SpringSummer 2013

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • May 22 2013

Behind every trend are new complications. And, often, laws trying to flatten the wrinkles the trends have wrought. Look at social media, for example

Due diligence procedures for structured note distributors

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • May 15 2013

Sections 11 and 12 are the main liability provisions under the Securities Act of 1933, as amended (the "Securities Act"). Section 11 covers

The Financial Stability Oversight Council’s 2013 annual report: increasing exchange-traded product activity

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • May 15 2013

In its 2013 Annual Report, the U.S. Financial Stability Oversight Council (the "FSOC") summarized, as part of its review of investment funds

SEC discusses estimated value at Structured Products conference

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • May 15 2013

On May 2, 2013, Amy Starr, Chief of the SEC's Office of Capital Markets Trends, spoke by teleconference at Structured Products magazine's Americas

DOJ turns FCPA spotlight on financial services sector as enforcement efforts in Latin America continue

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • May 15 2013

Last week, the U.S. Department of Justice (DOJ) announced the indictment of two employees of a U.S. broker-dealer, Direct Access Partners, and a

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