Search results

Order by most recent / most popular / relevance

Results: 1-10 of 27

SEC requires all EGC non-public registration statements to be filed via EDGAR

Katten Muchin Rosenman LLP
-
USA
-
October 19 2012

The Securities and Exchange Commission announced that with the publication in the Federal Register of Release 12.2 for the EDGAR Filer Manual, effective October 15 all non-public draft registration statements, registration statement amendments and related correspondence for Emerging Growth Companies (EGCs) and certain foreign private issuers are required to be filed through the SEC’s EDGAR system

Trade associations sue SEC to block resource extraction disclosure rules

Katten Muchin Rosenman LLP
-
USA
-
October 19 2012

On October 10, various trade associations, including the American Petroleum Institute, the Independent Petroleum Association of America and the National Foreign Trade Council, as well as the Chamber of Commerce of the United States of America, sued the Securities and Exchange Commission in the US District Court for the District of Columbia to block the SEC’s recently adopted resource extraction disclosure rules

SEC's Division of Corporation Finance to review foreign private issuer reporting requirements

Katten Muchin Rosenman LLP
-
USA
-
March 16 2012

On March 8, Meredith Cross, the Director of the Securities and Exchange Commission’s Division of Corporation Finance, delivered a speech at a conference in London in which she stated that the SEC would review its approach to regulating foreign private issuers

SEC releases updated schedule to implement certain provisions of the Dodd-Frank Act

Katten Muchin Rosenman LLP
-
USA
-
January 13 2012

On January 6, the Securities and Exchange Commission again updated its planned schedule for adopting rules and taking other actions to implement the corporate governance and disclosure provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act

SEC adopts rules removing credit ratings as short-form eligibility criteria

Katten Muchin Rosenman LLP
-
USA
-
July 29 2011

On July 26, the Securities and Exchange Commission adopted final rules removing credit ratings as one of the several alternative “transaction” eligibility criteria for companies seeking to use short-form registration statements when registering primary offerings of non-convertible securities

NASDAQ proposes tougher listing standards for issuers following reverse mergers

Katten Muchin Rosenman LLP
-
USA
-
April 29 2011

On April 18, the NASDAQ Stock Market LLC filed a proposed rule change with the Securities and Exchange Commission to adopt additional listing requirements for companies that have become public through transactions in which unlisted private operating companies merge into publicly traded shell companies, commonly known as reverse mergers

SEC proposes rules implementing dodd-frank requirements relating to compensation committees and their consultants and advisers

Katten Muchin Rosenman LLP
-
USA
-
April 1 2011

On March 30, the Securities and Exchange Commission proposed rules directing the national securities exchanges to adopt listing standards related to the compensation committees of listed companies and their consultants and advisers, as required by Section 952 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which added Section 10C to the Securities Exchange Act of 1934

SEC Division of Corporation Finance issues nine new C&DIs

Katten Muchin Rosenman LLP
-
USA
-
March 11 2011

On March 4, the Securities and Exchange Commission's Division of Corporation Finance issued Compliance and Disclosure Interpretations (C&DIs) with respect to several topics under the Securities Act of 1933 and the Securities Exchange Act of 1934

SEC stays implementation of shareholder proxy access rules

Katten Muchin Rosenman LLP
-
USA
-
October 8 2010

On September 29, the Business Roundtable and the U.S. Chamber of Commerce filed a petition for review with the U.S. Court of Appeals for the D.C. Circuit challenging the validity of new Rule 14a-11, the so-called proxy access rule

SEC issues new compliance and disclosure interpretations

Katten Muchin Rosenman LLP
-
USA
-
June 11 2010

On June 4, the Securities and Exchange Commission's Division of Corporation Finance added new Compliance and Disclosure Interpretations (C&DIs) and revised or withdrew others

next >