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FINRA proposes amendment to conform arbitration to Dodd-Frank

Leonard, Street and Deinard
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USA
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November 22 2011

FINRA has filed a proposed rule change to amend FINRA Rule 13201 of the Code of Arbitration Procedure for Industry Disputes to align the rule with statutes that invalidate predispute arbitration agreements for whistleblower claims

ISS signals 2012 voting policies

Leonard, Street and Deinard
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USA
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October 18 2011

ISS has posted its draft 2012 policies for comments

Institutions begin disclosures of say-on-pay votes

Leonard, Street and Deinard
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USA
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August 31 2011

Institutional investment managers have begun disclosing their say-on-pay votes cast pursuant to Section 951 of the Dodd-Frank Act

SEC adopts final whistleblower rules

Leonard, Street and Deinard
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USA
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May 25 2011

The SEC has adopted final whistleblower rules under Section 922 of the Dodd-Frank Act

A comparison of Disney’s and HP’s say-on-pay strategies

Leonard, Street and Deinard
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USA
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March 24 2011

Both Disney and HP filed materials with the SEC strongly condemning ISS's no recommendation on say-on-pay and other matters

Span-America has it their way when it recasts say-on-pay frequency results

Leonard, Street and Deinard
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USA
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March 11 2011

It was bound to happen

SEC adopts proposed rules on incentive-based compensation for large broker-dealers and investment advisors

Leonard, Street and Deinard
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USA
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March 4 2011

The SEC has adopted proposed rules on incentive-based compensation applicable to broker-dealers and investment advisors that have more than $1 billion in assets

Disney takes on ISS

Leonard, Street and Deinard
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USA
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March 2 2011

Disney has reacted to ISS' no vote on its say-on-pay vote by filing additional definitive proxy materials

More say-on-pay results, the first no vote and three year math

Leonard, Street and Deinard
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USA
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January 28 2011

We found four issuers that reported the results of their annual meeting on Form 8-K today

Say-on-pay resultsJanuary 26 and 27

Leonard, Street and Deinard
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USA
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January 27 2011

We reviewed five Form 8-Ks we located that were filed on January 26 and 27, 2011 disclosing say-on-pay vote results for non-TARP recipients

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