We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Lexology logo






  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 659

OTS adopts interim final rule implementing prohibitions under Section 19(e)(1) of the FDIA

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 11 2007

Effective May 8, the Office of Thrift Supervision (OTS) adopted an interim final rule implementing certain prohibitions applicable to a person convicted of any criminal offense involving dishonesty, a breach of trust or money laundering or that enters into certain agreements to enter into a pretrial diversion in connection with such prosecution (Covered Convictions

FinCEN delays implementation of revised Suspicious Activity Reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 25 2007

On April 26, the Financial Crimes Enforcement Network (FinCEN) filed a Federal Register notice announcing the delayed implementation of certain revised Suspicious Activity Report (SAR) forms, intended to facilitate joint filings

US AML strategy sets ambitious goals

  • White & Case LLP
  • -
  • USA
  • -
  • May 31 2007

On May 3, 2007, the US Departments of Treasury, Justice and Homeland Security issued the 2007 National Money Laundering Strategy (NMLS

FinCEN releases updated issue of SAR Activity Review

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 15 2008

On February 11, the US Treasury’s Financial Crimes Enforcement Network (FinCEN) released its ninth issue of SAR Activity Review By the Numbers

OFAC blocking guidance requires new due diligence

  • Wiley Rein LLP
  • -
  • USA
  • -
  • February 22 2008

On February 14, 2008, the Office of Foreign Assets Control (OFAC) issued guidance regarding blocked property that effectively created a new, second tier of specially designated persons with whom U.S. persons may not do business

FINCEN clarifies correspondent account rules

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • February 25 2008

On January 30, 2008, the Financial Crimes Enforcement Network of the Department of the Treasury (FINCEN) issued guidance clarifying when a correspondent relationship is considered to be established and the correspondent account rule triggered (the “Guidance”

Guidance issued regarding SAR supporting documentation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 22 2007

The Financial Crimes Enforcement Network (FinCEN) has issued guidance providing that financial institutions, including banks, broker-dealers and futures commission merchants, are under an obligation to provide “supporting documentation” related to the filing of any particular suspicious activity report (SAR) when requested to do so by an applicable law enforcement or regulatory agency (including FinCEN

All-star task force: EDNY intensifies subprime inquiryand corporate America must be ready

  • Baker & Hostetler LLP
  • -
  • USA
  • -
  • July 30 2008

2008 may become known as the year of the mortgage meltdown

SBA Form 1031: the Whitewater connection

  • Venable LLP
  • -
  • USA
  • -
  • July 25 2007

Next year will mark the tenth anniversary of a decision noteworthy for sheer political drama, as well as for its unique place in the history of Small Business Administration-backed lending

FinCEN issues guidance regarding AML responsibilities of securities clearing firms

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 7 2008

The Financial Crimes Enforcement Network (FinCEN) has issued a notice to clarify its position regarding the customer identification program rule (CIP rule) obligations of securities clearing firms in circumstances where account opening and order taking responsibilities are exclusively allocated to an introducing firm under a fully disclosed clearing agreement

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea

© Copyright 2006-2013 Globe Business Publishing Ltd | Cookies | Disclaimer | Privacy policy