Winston & Strawn LLP | USA | 11 Nov 2015
On 5 November 2015, Anthony Allen, Rabobank's former Global Head of Liquidity and Finance, and Anthony Conti, a former senior trader, were found…
Winston & Strawn LLP | United Kingdom, USA | 19 Oct 2015
From time to time, financial institutions that file suspicious activity reports (SARs) with the Financial Crimes Enforcement Network (FinCEN) in the…
Winston & Strawn LLP | USA | 12 Oct 2015
In a closely watched decision, last week the Supreme Court dealt a blow to the Government’s aggressive efforts to prosecute insider trading by…
Winston & Strawn LLP | USA | 5 Oct 2015
On September 29, 2015, SEC Chair Mary Jo White spoke to mark the 75th anniversary of the introduction of the Investment Company Act and the…
Winston & Strawn LLP | European Union, USA | 24 Aug 2015
The United States Treasury Department’s Financial Crimes Enforcement Network (FinCEN) is once again pushing for regulations that would require…
Winston & Strawn LLP | USA | 27 Jul 2015
On July 20, the U. S. Department of the Treasury published a formal Notice and Request for Comment on the subject of expanding access to credit…
Winston & Strawn LLP | United Kingdom, USA | 20 Jul 2015
In April of this year, the Department of Labor (“DOL”) proposed a rule which amends the definition of “fiduciary” under the Employee Retirement…