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The Financial Industry Regulatory Authority (FINRA) recently issued a regulatory notice providing additional guidance regarding use of social media by financial firms and their employees
On June 29, 2010, a Congressional Conference Committee released the final version of the financial reform legislation now known as the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Act"
On December 1st, the Office of the Comptroller of the Currency, Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation, Office of Thrift Supervision, National Credit Union Administration, Federal Trade Commission, Commodity Futures Trading Commission, and Securities and Exchange Commission (the "Agencies") published in the Federal Register a model privacy form that financial institutions may rely on as a safe harbor to provide required disclosures under the Agencies' privacy rules
On November 17th, eight federal financial regulatory agencies published final amendments, including model forms, to their rules implementing the privacy notice provisions of the Gramm-Leach-Bliley Act
