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Results: 1-10 of 11

US political law compliance and risk management

  • Dentons
  • -
  • USA
  • -
  • April 3 2012

The influence of Super PACs on the Republican presidential primary has been well-documented

Joint forum consults on supervision of conglomerates

  • Dentons
  • -
  • Global, USA
  • -
  • December 22 2011

The Joint Forum of Basel, the International Organization of Securities Commissions and the International Association of Insurance Supervisors is consulting on changes to its 1999 principles on supervising financial conglomerates

FSA makes new rules

  • Dentons
  • -
  • USA
  • -
  • August 5 2011

At FSA’s Board meeting on 28 July it made the following new rules

FSA writes to CEOs on wealth management

  • Dentons
  • -
  • USA
  • -
  • June 17 2011

FSA has written a “Dear CEO letter” on suitability of client portfolios in the wealth management industry

The proposed New York Department of Financial Regulation

  • Dentons
  • -
  • USA
  • -
  • February 23 2011

As previously announced, New York Governor Andrew Cuomo proposed merging the State Departments of Banking, Insurance and Consumer Protection into a single Department of Financial Regulation (DFR

Barnier speaks on effective regulation

  • Dentons
  • -
  • European Union, USA
  • -
  • October 8 2010

Michel Barnier spoke at the Eurofi forum

UK and US regulators sign MOU

  • Dentons
  • -
  • United Kingdom, USA
  • -
  • September 24 2010

FSA has signed a Memorandum of Understanding with the US Financial Industry Regulatory Authority

Financial regulatory reform - Bureau of Consumer Financial Protection

  • Dentons
  • -
  • USA
  • -
  • August 26 2010

On July 21, 2010, President Obama signed the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Reform Act"

Financial regulatory reform conference report adopted; U.S. House and Senate to now consider

  • Dentons
  • -
  • USA
  • -
  • June 25 2010

This morning at 5:40 am Eastern, after several weeks of deliberations, the US House and Senate Conferees approved the Conference Report that reconciles the House-passed and Senate-passed versions of comprehensive financial regulatory reform

Senate passes its version of financial regulatory reform legislation

  • Dentons
  • -
  • USA
  • -
  • May 21 2010

Following several weeks of floor debate, on May 20, by a 59-39 vote, the Senate passed S 3217, the Restoring American Financial Stability Act, as amended

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