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Results: 1-10 of 56

Consumer privacy issues abound in the Dodd-Frank Wall Street Reform and Consumer Protection Act

  • Reed Smith LLP
  • -
  • USA
  • -
  • July 20 2010

With President Obama scheduled to sign the Dodd-Frank Wall Street Reform and Consumer Protection Act this week, the financial services industry faces a rapidly changing regulatory environment

CFTC and SEC adopt identity theft rules

  • Davis Polk & Wardwell LLP
  • -
  • USA
  • -
  • April 29 2013

On April 10, 2013, the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC," and together with the

The handling of material nonpublic information in the U.S. and U.K. loan markets

  • Jones Day
  • -
  • United Kingdom, USA
  • -
  • August 13 2010

Institutions that maintain loan portfolios through origination or acquisition or engage in other activities that generate credit exposures ("loan market participants" or "LMPs") very often have access to (or are deemed to have access to) confidential information that may include material nonpublic information ("MNPI"

Financial services regulatory reform update - July 30, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • July 30 2012

With many of the world’s eyes turning to London this weekend for the start of the 2012 Summer Olympics, lawmakers in the House and Senate were concerned with something very different coming out of London: the LIBOR scandal

International regulatory update 7 - 11 January 2013

  • Clifford Chance LLP
  • -
  • European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
  • -
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage

International regulatory update 4 Feb-8 Feb 2013

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
  • -
  • February 11 2013

EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts

Financial services legislative and regulatory update - July 22 2011

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • July 22 2011

With less than two weeks to go before the U.S. debt ceiling is penetrated, House Speaker John Boehner (R-OH) abruptly announced that he was pulling out of his seemingly positive negotiations with President Obama

The social media landmines for financial services: 10 legal issues every bank should consider

  • Frost Brown Todd LLC
  • -
  • USA
  • -
  • September 1 2011

Before jumping head first into social media, financial institutions would be well-advised to consider adopting a social media policy that both achieves its goals and protects it from legal risks

Cftc and sec propose new identity theft red flags rules

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • May 1 2012

Pursuant to the Fair and Accurate Credit Transactions Act of 2003, a number of federal agencies in 2007 issued joint final identity theft rules and guidelines pertaining to the detection, prevention, and mitigation of identity theft for certain entities subject to the agencies’ enforcement authority

Financial services legislative and regulatory update - July 2, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • European Union, Global, USA
  • -
  • July 2 2012

Although the biggest story had to be the Supreme Courts decision to uphold the Affordable Care Act, the markets may have found even better news in the announcement of a Eurozone agreement, which, among other things, included the introduction of a new system of European banking supervision

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