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International regulatory update

Clifford Chance LLP
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Australia, European Union, Germany, Netherlands, Singapore, Switzerland, United Kingdom, USA
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April 4 2011

The Ministry of Justice has published its final guidance under section 9 of the Bribery Act 2010 about procedures that relevant commercial organisations can put in place to prevent persons associated with them from bribing

U.S. agencies issue proposed rule to implement the incentive-based compensation requirement under Dodd-Frank

Clifford Chance LLP
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USA
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February 18 2011

The Office of the Comptroller of the Currency, Treasury; Board of Governors of the Federal Reserve System; Federal Deposit Insurance Corporation; Office of Thrift Supervision, Treasury; National Credit Union Administration ("NCUA"); U.S. Securities and Exchange Commission ("SEC"); and the Federal Housing Finance Agency ("FHFA") (collectively, the "Agencies") issued a joint proposed rule (the "Proposed Rule") on February 7, 2011 to implement Section 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act"), which generally prohibits incentive-based compensation practices at "covered financial institutions" (as defined below) which encourages inappropriate risk-taking

International regulatory update

Clifford Chance LLP
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Belgium, European Union, Germany, Global, Hong Kong, Japan, Netherlands, Singapore, South Korea, United Kingdom, USA
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July 4 2011

The FSA has published a document setting out its initial thinking on how the Financial Conduct Authority (FCA), which is expected to be established by end-2012, will approach the delivery of its objectives

International regulatory update 18-29 April 2011

Clifford Chance LLP
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Global, Hong Kong, India, Japan, Switzerland, United Arab Emirates, United Kingdom, USA
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May 3 2011

The Financial Stability Board (FSB) has published a progress report on the implementation of OTC derivatives market reforms

International regulatory update 7 - 11 March 2011

Clifford Chance LLP
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Australia, Belgium, European Union, Global, Japan, Netherlands, Philippines, United Kingdom, USA
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March 14 2011

IOSCO and the Committee on Payment and Settlement Systems (CPSS) have published a consultative report setting out a new set of principles designed to apply to all systemically important payment systems, central securities depositories, securities settlement systems, central counterparties and trade repositories

CISADA: proposed reporting requirements

Clifford Chance LLP
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Iran, USA
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May 3 2011

On May 2, 2011, the US Treasury Department ("US Treasury") published a proposal for implementing the US correspondent account provision of the Comprehensive Iran Sanctions, Accountability, and Divestment Act of 2010 ("CISADA"

International regulatory update 17-21 January 2011

Clifford Chance LLP
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European Union, India, Japan, Switzerland, United Kingdom, USA
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January 24 2011

The European Systemic Risk Board's (ESRB's) General Board has held its first meeting

International regulatory update 2-6 May 2011

Clifford Chance LLP
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Bahrain, European Union, Germany, Hong Kong, India, Netherlands, Switzerland, United Kingdom, USA
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May 9 2011

The US Treasury Department has published a Notice of Proposed Determination exempting FX swaps and forwards from the central clearing and exchange trading requirements imposed by the Dodd-Frank Act

Volcker Rule study recommends implementation of a comprehensive proprietary trading compliance framework

Clifford Chance LLP
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USA
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January 21 2011

On January 18th, 2011, the Financial Stability Oversight Council (the "Council") published a Study & Recommendations on Prohibitions on Proprietary Trading & Certain Relationships with Hedge Funds & Private Equity Funds (the "Study"