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Financial services update August 18 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 18 2014

On August 13th, the Treasury Department's Office of Foreign Assets Control ("OFAC") provided guidance regarding the status of entities owned by

Financial services update August 11 2014 feature: anti-money laundering

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • August 11 2014

The Treasury Department's Financial Crimes Enforcement Network (FinCEN) has released a number of anti- money laundering measures in recent weeks. Of

Financial services update July 21 2014 Treasury Department developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 17th, the Financial Crimes Enforcement Network ("FinCEN") named FBME Bank Ltd., formerly known as the Federal Bank of the Middle East, as a

Financial services update July 21 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 18th, Risk.net recounted former SEC Chair Harvey Pitt's proposal for resolving concerns that U.S. firms are avoiding U.S. oversight of their

Financial services update July 21 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

On July 18th, the D.C. Circuit affirmed the district court's order finding that the SEC cannot compel the Securities Investor Protection Corporation

Financial services update July 14 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 14 2014

On July 11th, Reuters noted that the July 8, 2014 acquittal of Rengan Rajaratnam, the younger brother of convicted insider trader Raj

Former Rabobank trader pleads guilty to LIBOR manipulation

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 16 2014

On 10 June 2014, a former Rabobank trader, Takayuki Yagami, pleaded guilty in a New York federal court to one count of conspiracy to commit wire

Financial services update June 9 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 9 2014

Operation Choke Point, a Department of Justice ("DOJ") initiative designed as an anti-fraud measure has been under attack, with a congressional

Financial services update April 28 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 28 2014

On April 25, the Second Circuit partially reinstated a shareholder lawsuit alleging that Barclays and its former officers misrepresented the bank's

Financial services update March 31 2014 Treasury Department developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

On March 26th, the Department of Treasury OIG released the final report on the transfer of the functions and resources of the former Office of Thrift