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SEC officer director bars: by what standard?

Dorsey & Whitney LLP
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USA
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May 16 2013

Sometimes it can be difficult to determine if you actually won. This may be the case for the SEC with the Second Circuit's ruling in SEC v. Bankosky

DOJ charges four Bizjet executives with FCPA violations

Dorsey & Whitney LLP
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USA
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April 9 2013

The Department of Justice unsealed four FCPA indictments last week against individuals involved in the Bizjet International Sales and Support, Inc

Competing approaches to FCPA enforcement: recent cases diverge

Morvillo Abramowitz Grand Iason & Anello PC
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USA
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April 5 2013

It happens very rarely. Two judges in the same federal district court simultaneously have SEC cases before them involving alleged violations of the

Pay-to-play: NJ indictments offer a reminder on compliance

Venable LLP
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USA
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April 1 2013

When we talk about pay-to-play, we often think about making sure that executives do not make inadvertent contributions that run afoul of a state's

Why so few individuals? Government's prosecution of corporate misconduct

Morvillo Abramowitz Grand Iason & Anello PC
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USA
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March 5 2013

A company pleads guilty or settles civil charges and makes a large payment to the government. The government condemns the egregious corporate

Release of claims “known or unknown” bars unknown fraud claims

Wilk Auslander LLP
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USA
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March 4 2013

A New York court recently held that a general release releasing claims "whether known or unknown" covered fraud claims of which the plaintiffs were

The FCPA guidance and accounting controls

LeClairRyan
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USA
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February 4 2013

When Judge Sporkin, the father of the FCPA, assisted Senator William Proxmire in the drafting of the FCPA, he advised Senator Proxmire that a "books

How do accountants look in prison stripes? You do not want to find out

Fox Rothschild LLP
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USA
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January 23 2013

Accountants beware - prison lurks. Recently, a certified public accountant and auditor was sentenced to 54 months in prison for his role in a nearly

District court requires SOX plaintiff to assert shareholder fraud, consistent with statute’s purpose

Proskauer Rose LLP
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USA
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January 17 2013

The U.S. District Court for the District of North Carolina recently dismissed a plaintiff's Sarbanes-Oxley whistleblower complaint on the ground that

Conflict Minerals Rule weekly recap 8 January 4, 2013

Squire Sanders
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USA
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January 14 2013

The Institute of Internal Auditors message board started a thread titled “Conflict Minerals Internal Audit Role” discussing what role internal audit

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Search results

SEC officer director bars: by what standard?

DOJ charges four Bizjet executives with FCPA violations

Competing approaches to FCPA enforcement: recent cases diverge

Pay-to-play: NJ indictments offer a reminder on compliance

Why so few individuals? Government's prosecution of corporate misconduct

Release of claims “known or unknown” bars unknown fraud claims

The FCPA guidance and accounting controls

How do accountants look in prison stripes? You do not want to find out

District court requires SOX plaintiff to assert shareholder fraud, consistent with statute’s purpose

Conflict Minerals Rule weekly recap 8 January 4, 2013

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