Search results

Order by most recent / most popular / relevance

Results: 1-10 of 83

SOX and whistleblowers - any fraud will do

Morvillo Abramowitz Grand Iason & Anello PC
-
USA
-
June 13 2013

Section 806 of the Sarbanes-Oxley Act ("SOX") prohibits publicly-traded companies from retaliating against employees who report various acts of

Retaliation claims under Sarbanes-Oxley and Dodd-Frank

Kramer Levin Naftalis & Frankel LLP
-
USA
-
December 21 2011

Section 806 of the Sarbanes-Oxley Act 2002 protects employees of public companies who 'blow the whistle' by reporting conduct that they reasonably believe constitutes a violation of federal law relating to financial, securities or shareholder fraud

IBM pays $10 million to settle long-running corruption probe

Morrison & Foerster LLP
-
China, South Korea, USA
-
March 25 2011

After a seven-year investigation, IBM settled SEC charges that IBM had violated internal controls and books and records provisions of the Foreign Corrupt Practices Act

Sarbanes-Oxley “protected activity” wins a broad interpretation but is the decision faithful to congressional intent?

Epstein Becker Green
-
USA
-
April 8 2011

In a case packed with allegations of the kind rarely found beyond the script of a soap opera, the U.S. Department of Labor (“DOL”) Administrative Review Board (“ARB”) determined that protected activity under the Sarbanes-Oxley Act of 2002 (“SOX”) does not require a showing of fraud against shareholders

Securities and Exchange Commission adopts final whistleblower rules under the Dodd-Frank Act; internal reporting encouraged but not required

Andrews Kurth LLP
-
USA
-
July 6 2011

On May 25, 2011, by a three-to-two vote of its commissioners, the Securities and Exchange Commission (the “Commission”) adopted final rules implementing the whistleblower provisions of Section 21F of the Securities Exchange Act of 1934 (as amended, the “Exchange Act”

District court holds that Dodd-Frank whistleblower protection does not have extraterritorial reach--longstanding presumption against extraterritoriality may also apply to other statutes

Epstein Becker Green
-
USA
-
July 5 2012

Global whistleblowers cannot look to the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (“Dodd-Frank”) for protection against retaliation, according to a recent federal court decision

Third Circuit sets reasonable belief standard for corporate whistleblowers bringing claims under Sarbanes-Oxley

Cahill Gordon & Reindel LLP
-
USA
-
March 22 2013

On March 20, 2013, the Third Circuit, in a split decision, established a more plaintiff-friendly pleading standard for whistleblower actions under

New whistleblower compensation enacted for securities and FCPA disclosures

Cadwalader Wickersham & Taft LLP
-
USA
-
July 26 2010

On July 21, 2010, President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (the "Act"), which contains sweeping reforms for the financial industry, including a program authorizing payments to whistleblowers for information related to violations of the securities laws

Guilty though proven innocent: the rise of no-fault executive claw-backs

Drinker Biddle & Reath LLP
-
USA
-
January 3 2012

In 2002, Congress passed the Sarbanes-Oxley Act (SOX) in an effort to increase the accuracy of financial reporting and to restore investor confidence in the truthfulness and dependability of public disclosures made by issuers

The SEC’s whistleblower program: meeting the challenges, minimizing the risks

Latham & Watkins LLP
-
USA
-
June 14 2011

On May 25, 2011, the SEC adopted rules to implement the Dodd-Frank Act’s whistleblower program

next >

Search results

SOX and whistleblowers - any fraud will do

Retaliation claims under Sarbanes-Oxley and Dodd-Frank

IBM pays $10 million to settle long-running corruption probe

Sarbanes-Oxley “protected activity” wins a broad interpretation but is the decision faithful to congressional intent?

Securities and Exchange Commission adopts final whistleblower rules under the Dodd-Frank Act; internal reporting encouraged but not required

District court holds that Dodd-Frank whistleblower protection does not have extraterritorial reach--longstanding presumption against extraterritoriality may also apply to other statutes

Third Circuit sets reasonable belief standard for corporate whistleblowers bringing claims under Sarbanes-Oxley

New whistleblower compensation enacted for securities and FCPA disclosures

Guilty though proven innocent: the rise of no-fault executive claw-backs

The SEC’s whistleblower program: meeting the challenges, minimizing the risks

Current Search

Suggested Facets

Author

Firm Name

Jurisdiction

Workarea