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Workplace and corporate compliance newsletter (1st quarter 2014)

  • Baker & McKenzie
  • -
  • USA
  • -
  • April 1 2014

On March 4, 2014, the U.S. Supreme Court ruled in Lawson v. FMR LLC that the Sarbanes-Oxley Act's (“SOX”) whistleblower protection extends to

SEC issues proposed Dodd-Frank whistleblower rules

  • Baker & McKenzie
  • -
  • USA
  • -
  • November 8 2010

On November 3, 2010, the U.S. Securities and Exchange Commission (“SEC”) issued proposed rules for implementing the whistleblower program established by Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”