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Results: 1-10 of 7,395

2012 year-end FCPA update

  • Gibson Dunn & Crutcher LLP
  • -
  • USA
  • -
  • January 2 2013

The whispers have begun. By comparison to the blistering pace set in recent years, FCPA prosecutions were down in 2012 (though still far higher than

Regulatory update on recent FinCEN anti-money laundering developments

  • Venable LLP
  • -
  • USA
  • -
  • August 14 2014

This Alert provides a brief update on recent developments involving the Financial Crimes Enforcement Network (FinCEN), a bureau within the U.S

SEC guidance on liability of compliance officers: lessons from recent cases

  • McGuireWoods LLP
  • -
  • USA
  • -
  • August 13 2014

In a May 20, 2014, speech, U.S. Securities and Exchange Commission (SEC) Director of Enforcement Andrew Ceresney outlined the circumstances in which

FinCEN’s much-anticipated proposed rule on customer due diligence is finally here

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • August 8 2014

On July 30, 2014, the Financial Crimes Enforcement Network ("FinCEN"), a bureau of the U.S. Department of the Treasury ("Treasury"), issued a notice

SEC brings fraud charges against oil and gas company and its CEO

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 8 2014

On August 4, the Securities and Exchange Commission instituted cease-and-desist proceedings against Houston American Energy Corp., an oil and gas

US, EU significantly expand Russia sanctions with new export restrictions and designations

  • Steptoe & Johnson LLP
  • -
  • European Union, Russia, Ukraine, USA
  • -
  • August 6 2014

The United States and the European Union recently have significantly expanded sanctions against Russia relating to activities involving Ukraine. The

SEC brings first whistleblower anti-retaliation enforcement action

  • Ogletree Deakins
  • -
  • USA
  • -
  • August 7 2014

On June 16, 2014, the U.S. Securities and Exchange Commission (SEC) resolved its first whistleblower retaliation enforcement action. The SEC's order

Anti-money laundering customer due diligence

  • Bingham McCutchen LLP
  • -
  • USA
  • -
  • August 8 2014

On July 30, 2014, the U.S. Department of the Treasury's Financial Crimes Enforcement Network (FinCEN) issued proposed regulations seeking to clarify

New York Times cover story indicates increased law enforcement concerns regarding the use of prepaid payment products to perpetrate fraud

  • Bryan Cave LLP
  • -
  • USA
  • -
  • August 5 2014

When The New York Times runs a story on its cover with inflammatory language about a product or service that you issue, sell or promote, attention

Life sciences FCPA update: Eleventh Circuit expands reach of Foreign Corrupt Practices Act

  • Arnall Golden Gregory LLP
  • -
  • USA
  • -
  • August 12 2014

Compliance with the Foreign Corrupt Practices Act ("FCPA") became more difficult for life sciences companies on May 16, 2014 because of the 11th