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Results: 1-10 of 74

Search warrants for business premises: a practical guide for preparation

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • November 29 2010

In connection with a high-profile insider trading investigation, the United States Attorney's Office for the Southern District of New York and the Federal Bureau of Investigation utilized search warrants to raid the offices of three hedge funds on November 22

Trustee of Madoff Investment Securities LLC denied extraterritorial recovery of transfers by foreign feeder funds to foreign investors

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • August 1 2014

On July 6, 2014, in Securities Investor Protection Corp. v. Bernard L. Madoff Investment Securities LLC, the United States District Court for the

New York’s Department of Financial Services announces additional $315 million penalty against Bank of Tokyo-Mitsubishi UFJ, Ltd. for allegedly misleading regulators, continuing its focus on U.S. sanctions and international antimoney laundering enforcement

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • November 21 2014

On November 18, 2014, New York's Department of Financial Services ("DFS") announced another major settlement with the Bank of Tokyo-Mitsubishi UFJ

Living with the SEC’s whistleblower rules

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • June 22 2011

On May 25, 2011with two Commissioners dissentingthe Securities and Exchange Commission (“SEC” or “Commission”) released final rules implementing the new whistleblower program created by The Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”), which was enacted on July 21, 2010

From Frankfurt to behind American bars the story of Romano Pisciotti and its impact on executives working for companies involved in cartel behaviour

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • European Union, USA
  • -
  • July 29 2014

In July 2014, yet another attempt by Romano Pisciotti to challenge his extradition from Germany to the United States on cartel charges failed when

Civil False Claims Act: Senator Grassley urges DOJ, Treasury, and qui tam lawyers to use the FCA against financial institutions under Emergency Economic Stabilization programs

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • November 19 2008

In early October 2008, Congress authorized $700 billion in government funds for the purchase of distressed assets from financial institutions through the Emergency Economic Stabilization Act of 2008

Civil False Claims Act: FAR amendment requires federal contractors to make mandatory disclosure if "credible evidence" of False Claims Act violations exists, but lacks clear standards for action

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • December 12 2008

Effective tomorrow, December 12, 2008, government contractors must implement a new mandatory disclosure requirement under the Federal Acquisition Regulation ("FAR") that is triggered whenever they have "credible evidence" of a False Claims Act violation

Implications of the SEC's first-ever FCPA-related non-prosecution agreement with Ralph Lauren Corp.

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • April 23 2013

The SEC announced yesterday (April 22) that it entered into a Non-Prosecution Agreement ("NPA") with Ralph Lauren Corp. ("Ralph Lauren") in

Accidental tipping: the wrong kind of holiday present for family and friends

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • December 14 2012

With the holidays underway, and as celebrations with family and friends are filling the calendar, we take this opportunity to wish you a happy holiday season and to encourage you to talk about something other than nonpublic work news during your festivities

FSA insider dealing enforcement intensifies through transatlantic cooperation and criminal prosecutions

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • December 15 2010

The recent global financial crisis has led to an increased emphasis on cross-border regulatory enforcement