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Results: 1-10 of 35

SEC issues third-annual Dodd-Frank Whistleblower Program Report

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 5 2014

On November 17, the Securities and Exchange Commission released its third annual Dodd-Frank Whistleblower Program Report. The Dodd-Frank Wall Street

SEC charges company executives with issuing false press releases to inflate stock price

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 5 2014

The Securities and Exchange Commission recently charged two executives at a penny stock company with issuing false and misleading press releases

Securities class action dismissed where information was publicly available

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 31 2014

The US District Court for the Western District of Washington recently dismissed a securities fraud class action against Zillow, Inc. and named

District Court holds video game company’s optimistic statements are not actionable

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 31 2014

The US District Court for the Northern District of California recently dismissed a securities fraud class action against Electronic Arts, Inc. (EA

Think tanks ask Supreme Court to clarify definition of “foreign official” in FCPA

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 26 2014

Two think tanks, the Washington Legal Foundation and the Independence Institute, have filed an amicus brief in the Supreme Court on behalf of

SEC obtains asset freeze of Turks and Caicos company conducting Ponzi scheme

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 26 2014

The Securities and Exchange Commission has obtained an emergency asset freeze of a Turks and Caicos company that allegedly ran a Ponzi scheme in

SEC charges executive with insider trading ahead of client announcements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 29 2014

The Securities and Exchange Commission recently filed a complaint in the US District Court for the Southern District of New York against a director

Eleventh Circuit upholds convictions in “pump-and-dump” stock fraud scheme

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 6 2014

The US Court of Appeals for the Eleventh Circuit recently upheld convictions for defendants who engaged in an illegal pump-and-dump stock

District Court sustains attachment and garnishment writs under equitable powers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 2 2014

The US District Court for the Southern District of New York recently held that it was within the court's equitable power to sustain a writ of

Money manager sues SEC to stop administrative action in $1.5 billion CDO case

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 28 2014

A money manager and his firm recently sued the Securities and Exchange Commission claiming that the agency violated their constitutional rights by