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Results: 1-10 of 28

Eleventh Circuit upholds convictions in “pump-and-dump” stock fraud scheme

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 6 2014

The US Court of Appeals for the Eleventh Circuit recently upheld convictions for defendants who engaged in an illegal pump-and-dump stock

District Court sustains attachment and garnishment writs under equitable powers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 2 2014

The US District Court for the Southern District of New York recently held that it was within the court's equitable power to sustain a writ of

Texas District Court denies class certification in IPO securities suit

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 28 2014

The US District Court for the Northern District of Texas recently denied class certification for a securities action arising from alleged false and

Money manager sues SEC to stop administrative action in $1.5 billion CDO case

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 28 2014

A money manager and his firm recently sued the Securities and Exchange Commission claiming that the agency violated their constitutional rights by

Second Circuit upholds insider trading claim for unregistered securities

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 31 2014

The US Court of Appeals for the Second Circuit recently held that the duty of corporate insiders to either disclose material nonpublic information or

Order for insider trader to pay $10.2 million in restitution to Morgan Stanley affirmed

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 26 2013

The US Court of Appeals for the Second Circuit has affirmed the lower court's order directing Joseph Skowron III, a convicted insider trader and

Texas District Court addresses misappropriation theory of insider trading

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 15 2013

The US District Court for the Northern District of Texas recently denied a defendant's motion for summary judgment in a Securities and Exchange

Securities fraud claim survives despite post-fraud stock recovery

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 10 2012

The U.S. Court of Appeals for the Second Circuit recently considered whether a stock’s share price recovery soon after the fraud became known defeats an inference of economic loss in a securities fraud suit at the pleading stage

Ninth Circuit affirms jury verdict in options backdating enforcement action

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 25 2012

The U.S. Court of Appeals for the Ninth Circuit affirmed a jury verdict against Carl Jasper, the chief financial officer of Maxim Integrated Products, Inc., that held him liable for the violations of several securities laws stemming from the improper accounting of backdated options

District court rejects argument that Investment Advisers Act cannot be applied extraterritorially

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 18 2012

The Securities and Exchange Commission brought a complaint against the former Chief Financial Officer of a now defunct investment adviser seeking enforcement of the Investment Advisers Act of 1940 (IAA