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SEC proposes measures to curtail “pay to play” practices by investment advisers to manage state and local funds

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • August 4 2009

The SEC proposed measures intended to curtail “pay to play” practices by investment advisers who seek to manage money for state and local governments

New York State Comptroller bans pension fund pay-to-play

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • October 2 2009

New York State Comptroller Thomas DiNapoli signed an executive order banning investment advisers from contributing to the political campaign of an incumbent state comptroller or a candidate for that office, which serves as the lone trustee of the state’s $116.5 billion Common Retirement Fund

MSRB issues report about new Build America Bonds

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • August 4 2009

The Municipal Securities Rulemaking Board (MSRB) recently published a report that reviews issuance and trading activity for the new Build America Bonds, which provide state and local governments with a new method of financing public projects with a federal subsidy

Amendments filed to Rule G-37 regarding contributions to bond ballot campaigns

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • January 8 2010

The Municipal Securities Rulemaking Board (MSRB) filed with the SEC amendments to Rule G-37, on political contributions and prohibitions on municipal securities business, and Rule G-8, on books and records to be made by brokers, dealers and municipal securities dealers

MSRB seeks to amend rules regarding the priority of orders in primary offerings

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • December 7 2009

The Municipal Securities Rulemaking Board (MSRB) filed with the SEC a proposed rule change consisting of amendments to Rule G-8, on books and records to be made by brokers, dealers, and municipal securities dealers; Rule G-9, on preservation of records; and Rule G-11, on new issue syndicate practices