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GAO issues report on agencies’ efforts to analyze and coordinate their rules

Leonard, Street and Deinard
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USA
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December 27 2012

GAO is required to annually study financial services regulations. GAO has issued a report that examines: the regulatory analyses federal agencies

MSRB provides guidance to underwriters on obligations to state and local governments

Leonard, Street and Deinard
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USA
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July 21 2012

The Municipal Securities Rulemaking Board, or MSRB, has published implementation guidance to assist underwriters in meeting their newly expanded legal obligations to state and local governments

MSRB Rule G-23 concerning the activities of financial advisors effective November 27, 2011

Leonard, Street and Deinard
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USA
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November 26 2011

The Municipal Securities Rulemaking Board (MSRB) reminds brokers, dealers, municipal securities dealers (“dealers”) and municipal advisors of amendments to MSRB Rule G-23, on activities of financial advisors, which are effective on November 27, 2011

MSRB provides state and local government toolkit

Leonard, Street and Deinard
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USA
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November 7 2011

The Municipal Securities Rulemaking Board, or MSRB, has launched an online “toolkit” for state and local governments as part of its work to protect municipal entities under the Dodd-Frank Wall Street Reform and Consumer Protection Act

MSRB files amendments to underwriter fair dealing proposal

Leonard, Street and Deinard
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USA
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November 3 2011

The Municipal Securities Rulemaking Board, or MSRB, today filed amendments to its proposal regarding the duties of underwriters to state and local government issuers under the MSRB’s “fair dealing” rule

MSRB to delay municipal advisor rule proposals

Leonard, Street and Deinard
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USA
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September 12 2011

The Municipal Securities Rulemaking Board, or MSRB, announced that it is delaying its municipal advisor rule proposals currently before the SEC

MSRB requests comment on municipal advisor rules on written communications and disclosures

Leonard, Street and Deinard
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USA
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August 10 2011

The Municipal Securities Rulemaking Board, or MSRB, has requested comment on extending the MSRB’s rule on advertisements to cover municipal advisors and on a draft interpretive notice covering other forms of marketing communications

MSRB proposes groundbreaking rules on obligations of municipal securities underwriters to government bond issuers

Leonard, Street and Deinard
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USA
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August 2 2011

The Municipal Securities Rulemaking Board, or MSRB, has requested approval from the SEC of a notice that would establish detailed obligations of underwriters of municipal securities to their state and local government clients covering clear disclosure of risks and conflicts of interest, among other things

MSRB files proposal to establish interim municipal advisor assessment

Leonard, Street and Deinard
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USA
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July 28 2011

The Municipal Securities Rulemaking Board, or MSRB, has filed a proposed rule change with the SEC to establish a new interim municipal advisor assessment under new Rule A-11, on municipal advisor assessments, and a new Form A-11-Interim to be used in connection with such interim municipal advisor assessment

MSRB requests comment on supervisory rule for municipal advisors

Leonard, Street and Deinard
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USA
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May 25 2011

The Municipal Securities Rulemaking Board, or MSRB, is requesting comment on a proposed rule that would require municipal advisors to adopt a basic supervisory structure to ensure compliance with applicable MSRB and Securities and Exchange Commission (SEC) rules

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