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City of Harrisburg settles with SEC on Rule 10b-5 violations

Foley & Lardner LLP
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USA
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May 15 2013

Recently, the SEC settled with the City of Harrisburg (City) over violations of Rule 10b-5 in connection with material misstatements and omissions

Financial services update, vol. 8, number 19

Winston & Strawn LLP
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USA
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May 13 2013

In 2012, Congress enacted the Stop Trading on Congressional Knowledge Act (or the "STOCK Act"), in an effort to ban insider trading by members of

In a first, SEC finds a local government violated the anti-fraud provisions of the federal securities laws by recklessly making materially false and misleading written and verbal statements not directly connected with the issuance of debt securities

Sidley Austin LLP
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USA
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May 13 2013

On May 6, 2013, the Securities and Exchange Commission (the "Commission") ordered ( the City of

SEC charges city of Harrisburg with fraud

Holland & Knight LLP
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USA
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May 13 2013

On Monday, May 6, 2013, the Securities and Exchange Commission (SEC) charged the city of Harrisburg, Pennsylvania with securities fraud "for its

During testimony on SEC's budget, Mary Jo White comments on "no admit, no deny" policy

McGuireWoods LLP
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USA
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May 13 2013

In testimony to the House Appropriations Committee, recently appointed SEC Chairman Mary Jo White stated that she continues to support the SEC's

SEC provides important municipal securities disclosure guidance in Harrisburg enforcement proceeding

Edwards Wildman Palmer LLP
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USA
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May 9 2013

On May 6, 2013, the Securities and Exchange Commission (the "SEC") issued important guidance to public officials regarding their legal

Noncompliance with continuing disclosure undertakings creates vacuum where other public statements by city officials held to 10b-5 standard

Andrews Kurth LLP
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USA
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May 8 2013

On May 6, 2013, the Securities and Exchange Commission (SEC) instituted cease-and-desist proceedings against the City of Harrisburg, Pennsylvania

The SEC says cities (and city officials!) must obey securities laws, too

Orrick Herrington & Sutcliffe LLP
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USA
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May 7 2013

Yesterday the SEC filed an Order Instituting Cease and Desist Proceedings against the City of Harrisburg, Pennsylvania for violations of Rule 10b-5

This is the dawning of the age of disclosure?

McGuireWoods LLP
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USA
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May 2 2013

While Congress and the courts continue to struggle with how much disclosure should be required in our campaign finance system, a new front could be

GAO report highlights concerns over political intelligence disclosure

Caplin & Drysdale
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USA
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April 4 2013

On April 4, 2013, the U.S. Government Accountability Office released its highly anticipated report on the so-called "political intelligence" industry

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City of Harrisburg settles with SEC on Rule 10b-5 violations

Financial services update, vol. 8, number 19

In a first, SEC finds a local government violated the anti-fraud provisions of the federal securities laws by recklessly making materially false and misleading written and verbal statements not directly connected with the issuance of debt securities

SEC charges city of Harrisburg with fraud

During testimony on SEC's budget, Mary Jo White comments on "no admit, no deny" policy

SEC provides important municipal securities disclosure guidance in Harrisburg enforcement proceeding

Noncompliance with continuing disclosure undertakings creates vacuum where other public statements by city officials held to 10b-5 standard

The SEC says cities (and city officials!) must obey securities laws, too

This is the dawning of the age of disclosure?

GAO report highlights concerns over political intelligence disclosure

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