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Results: 1-10 of 48

This week in securities litigation (week ending April 26, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 26 2013

George Canellos and Andrew Ceresney, two former colleagues in the Manhattan U.S. Attorney's Office, became the first Co-Directors of the SEC's

This week in securities litigation (week ending March 8, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 7 2013

In Congress this week, a bipartisan bill was introduced to roll back part of the Dodd-Frank legislation related to swaps. It would expanded the swaps

2012 year-end securities litigation and enforcement highlights

  • Baker & Hostetler LLP
  • -
  • USA
  • -
  • January 31 2013

On November 5, 2012, the Supreme Court heard oral argument in Amgen Inc. v. Connecticut Retirement Plans and Trust Funds, a Rule 10b-5 class action

District Court dismisses ICI and Chamber of Commerce challenge to CFTC amendments affecting registered investment companies

  • Davis Polk & Wardwell LLP
  • -
  • USA
  • -
  • January 22 2013

On December 12, 2012, the U.S. District Court for the District of Columbia granted the CFTC's motion to dismiss the joint suit filed against it by

International regulatory update 7 - 11 January 2013

  • Clifford Chance LLP
  • -
  • European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
  • -
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage

This week in securities litigation (week ending November 16, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • November 16 2012

The Commission announced that its enforcement program remains vibrant, having filed just one less action last year that its record setting 735 actions in the prior fiscal year

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

This week in securities litigation (week ending October 19, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • October 19 2012

Significant events this week included the proposal by the SEC of additional swaps rules regarding security-based swap dealers and major participants

Third quarter 2012 U.S. legal and regulatory developments

  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • -
  • USA
  • -
  • October 16 2012

As required by the Dodd-Frank Act and related SEC rules, both the NYSE and Nasdaq have issued their proposed rule amendments related to compensation committee independence and responsibilities

This week in securities litigation (week ending October 12, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • October 11 2012

Events surrounding the collapse of the first money fund to “break the buck” are being played out in a New York City courtroom on SEC charges that the principles of the fund misrepresented its financial condition in the wake of massive redemption demands

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