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Results: 1-10 of 848

This week in securities litigation (week ending June 14, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 14 2013

The Commission filed a settled action alleging fraud in connection with a going private transaction based on Exchange Act Section 13(e). The agency

This week in securities litigation (week ending June 7, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 7 2013

Money market funds were the focus this week at the Commission. The agency issued proposed regulations for comment which may revise the operations of

SEC reversed again by the D.C. Circuit

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 13 2013

The SEC lost another case in the D.C. Circuit Court of Appeals. This time, however, it did not involve rule making. Rather, the action focused on the

SEC files another offering fraud action

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 5 2013

Offering frauds continue to be the focus of the SEC Enforcement Division. Echoing claims from other recent cases, such as In the Matter of Scuderi

The Supreme Court, June 10 2013

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 10 2013

The Supreme Court of the United States announced decisions in three cases today: Oxford Health Plans LLC v. Sutter, No. 12-135: Respondent John

Are perfect attendance policies compliant with the FMLA and ADA?

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 7 2012

My company is a firm believer in rewarding good behavior as opposed to punishing bad behavior

Are pre-employment background checks discriminatory?

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 28 2012

I am the Human Resources Director at a mid-size company, with employees in eight states

The Supreme Court, June 3 2013

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 3 2013

The Supreme Court of the United States announced decisions in three cases today: Hillman v. Maretta, No. 11-1221: At issue in this pre-emption case

Class arbitrations: “good, bad or ugly”

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 11 2013

In Stolt-Nielsen S. A. v. Animal Feeds Int'l Corp., 559 U.S. 662, 684 (2010) the U.S. Supreme Court held that a party "may not be compelled under the

Offering fraud: an SEC enforcement staple

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 4 2013

One of the new staples of SEC enforcement is offering fraud cases. When coupled with Ponzi scheme or investment fund fraud actions, they constitute a

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