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Results: 1-10 of 416

This week in securities litigation (Dec. 30, 2011 Jan. 7, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 6 2012

The new year began with Congressional testimony on two recurring subjects: the implementation of the Dodd-Frank Wall Street Reform Act and Congressional insider trading

This week in securities litigation

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 3 2012

In the closing two weeks of the year the SEC continued to implement Dodd-Frank

This week in securities litigation (November 25, 2011)

  • Dorsey & Whitney LLP
  • -
  • Canada, Taiwan, USA
  • -
  • November 25 2011

In recent enforcement cases the SEC obtained split results in an insider trading case, losing against one defendant but prevailing as to another

This week in securities litigation (week ending March 9, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 9 2012

This week the Commission announced three victories in court and filed four new civil injunctive actions

This week in securities litigation (week ending February 3, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 3 2012

Former Farris Baker Watts General Counsel Ted Urban finally prevailed in his long running battle with the SEC to clear his name and reputation

This week in securities litigation (December 16, 2011)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 16 2011

The SEC took three unusual steps this week

How to trap a tiger regulators’ nets tighten around Tiger Asia on both sides of the Pacific

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • August 21 2013

Government securities enforcement agencies in Hong Kong and the United States have been pursuing Tiger Asia Management and its affiliates for four

This week in securities litigation (week ending September 28, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 27 2012

As the end of the government fiscal year approaches, the Commission filed several significant actions

Angela Aguilar

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 22 2011

In a related matter, the government has agreed to vacate the conviction of Angela Aguilar pending its appeal of Judge Matz’s dismissal of the indictments against Ms. Aguilar’s co-defendants, Lindsay Manufacturing, Keith Lindsey and Steve Lee

This week in securities litigation (week ending October 12, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • October 11 2012

Events surrounding the collapse of the first money fund to “break the buck” are being played out in a New York City courtroom on SEC charges that the principles of the fund misrepresented its financial condition in the wake of massive redemption demands