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The SEC’s new financial fraud task force: Part VII, risk analysis and big data

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 20 2013

This is the seventh in a series of articles examining the creation of the Financial Reporting and Audit Task Force along with a Center for Risk and

This week in securities litigation (week ending November 22, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • November 21 2013

The Supreme Court and the JPMorgan settlement were the focus of securities litigation this week. The High Court agreed to hear a securities class

Angela Aguilar

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 22 2011

In a related matter, the government has agreed to vacate the conviction of Angela Aguilar pending its appeal of Judge Matz’s dismissal of the indictments against Ms. Aguilar’s co-defendants, Lindsay Manufacturing, Keith Lindsey and Steve Lee

This week in securities litigation (week ending May 2, 2014)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission

S.A.C. Capital pays record $600 million in SEC insider trading case

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 18 2013

With two new insider trading settlements the SEC made it clear its on-going investigations continue to focus on S.A.C. Capital Advisors and what role

SEC claims three recidivists took investors for millions of dollars

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 17 2012

Three repeat securities law violators teamed up to defraud 70 investors of over $9 million over three years

SEC secures $2.7 million judgment against broker and others

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 28 2013

The Commission prevailed on a motion for summary judgment against a brokerage firm, its principle and a former managing director, ultimately securing

This week in securities litigation (week ending February 1, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 1 2013

George Canellos and David Burger were appointed, respectively, the Acting Director and Acting Deputy Director of the SEC's Division of Enforcement

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

This week in securities litigation (week ending January 31, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • January 30 2014

SEC Chair Mary Jo White declared that 2014 will be a very busy year for the Division of Enforcement. At the same time fellow Commissioner Michael