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This week in securities litigation (week ending February 3, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 3 2012

Former Farris Baker Watts General Counsel Ted Urban finally prevailed in his long running battle with the SEC to clear his name and reputation

This week in securities litigation (week ending January 27, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 27 2012

The President announced a new financial fraud task force focused on the root causes of the financial crisis in his State of the Union Address to Congress

This week in securities litigation (Dec. 30, 2011 Jan. 7, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 6 2012

The new year began with Congressional testimony on two recurring subjects: the implementation of the Dodd-Frank Wall Street Reform Act and Congressional insider trading

This week in securities litigation (November 25, 2011)

  • Dorsey & Whitney LLP
  • -
  • Canada, Taiwan, USA
  • -
  • November 25 2011

In recent enforcement cases the SEC obtained split results in an insider trading case, losing against one defendant but prevailing as to another

This week in securities litigation

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 3 2012

In the closing two weeks of the year the SEC continued to implement Dodd-Frank

This week in securities litigation (December 16, 2011)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 16 2011

The SEC took three unusual steps this week

This week in securities litigation (week ending February 10, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 10 2012

Government authorities announced a $26 billion settlement with five of the largest banks arising out of the market crisis and its impact on home owners

Making a bad day worse: an SEC insider trading investigation yields civil and criminal charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 24 2013

Receiving a subpoena from the SEC in an insider trading case can be a bad day. There are ways to make it worse, much worse. A senior corporate

SEC files settled financial fraud actions

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • April 8 2014

The SEC filed financial fraud actions against drug store giant CVS Caremark Corporation and its Retail Controller, Laird Daniels, CPA. CVS was

SEC settles two Galleon related insider trading cases

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • September 8 2011

The SEC resolved two Galleon related insider trading cases