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Results: 1-10 of 417

This week in securities litigation (week ending February 3, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 3 2012

Former Farris Baker Watts General Counsel Ted Urban finally prevailed in his long running battle with the SEC to clear his name and reputation

This week in securities litigation (Dec. 30, 2011 Jan. 7, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 6 2012

The new year began with Congressional testimony on two recurring subjects: the implementation of the Dodd-Frank Wall Street Reform Act and Congressional insider trading

This week in securities litigation (week ending January 27, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 27 2012

The President announced a new financial fraud task force focused on the root causes of the financial crisis in his State of the Union Address to Congress

This week in securities litigation

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 3 2012

In the closing two weeks of the year the SEC continued to implement Dodd-Frank

This week in securities litigation (week ending June 27, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • June 26 2014

The Supreme Court handed down its much anticipated decision in Halliburton. While the Court declined to overrule Basicand its presumption of reliance

Jury finds against SEC

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 4 2013

The SEC suffered another trial loss when a Kansas jury returned a verdict against the agency in an enforcement action brought against former NIC, Inc

Angela Aguilar

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 22 2011

In a related matter, the government has agreed to vacate the conviction of Angela Aguilar pending its appeal of Judge Matz’s dismissal of the indictments against Ms. Aguilar’s co-defendants, Lindsay Manufacturing, Keith Lindsey and Steve Lee

This week in securities litigation (July 27 to August 17, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 19 2012

This edition of This Week In Securities Litigation compiles actions which took place during the recent period when a series articles were published centered on two topics

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

This week in securities litigation (week ending August 1, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 31 2014

The Commission continued to focus on the markets this week, brining another action involving the operation of a partially dark pool. The ECN operator