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Results: 1-10 of 405

This week in securities litigation (week ending June 27, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • June 26 2014

The Supreme Court handed down its much anticipated decision in Halliburton. While the Court declined to overrule Basicand its presumption of reliance

This week in securities litigation (week ending June 20, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, European Union, Hong Kong, Japan, United Kingdom, USA
  • -
  • June 19 2014

High speed trading and conflict of interest in the market place were the topics of the week. Two Senate committees held hearings on the issues which

Dark pools, high speed trading and the NY AG’s suit against Barclays

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • June 25 2014

The New York Attorney General's insider trading 2.0 investigation is apparently expanding. Initially the investigation concerned the limits of

SEC prevails in Eleventh Circuit

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 1 2014

The SEC prevailed in an appeal of a financial fraud action. SEC v. Monterosso, Nos. 13-10341, 13-10342, 13-10464 (11thCir. Opinion June 30, 2014). A

SFO prevails in first contested overseas corruption trial

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • June 18 2014

The U.K.'s Serious Frauds Office prevailed in its first overseas corruption trial, securing a jury verdict in its favor and against two former

Angela Aguilar

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 22 2011

In a related matter, the government has agreed to vacate the conviction of Angela Aguilar pending its appeal of Judge Matz’s dismissal of the indictments against Ms. Aguilar’s co-defendants, Lindsay Manufacturing, Keith Lindsey and Steve Lee

This week in securities litigation (week ending June 6, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • June 5 2014

The SEC had mixed results in court this week. A Manhattan jury returned a verdict against the agency in a high profile and long-running insider

This week in securities litigation (week ending may 16, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a

Jury rejects aggressive SEC insider trading claims

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 4 2014

The SEC lost another jury trial. Following a nine day trial the jury rejected each of the Commission's claims in the aggressive insider trading case

This week in securities litigation (the week ending January 24, 2014)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 23 2014

The insider trading trial of former SAC Capital employee Matthew Martoma continued this week. The SEC filed one new administrative proceeding this