We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 417

This week in securities litigation

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 3 2012

In the closing two weeks of the year the SEC continued to implement Dodd-Frank

This week in securities litigation (week ending January 27, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 27 2012

The President announced a new financial fraud task force focused on the root causes of the financial crisis in his State of the Union Address to Congress

This week in securities litigation (week ending February 3, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 3 2012

Former Farris Baker Watts General Counsel Ted Urban finally prevailed in his long running battle with the SEC to clear his name and reputation

Angela Aguilar

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 22 2011

In a related matter, the government has agreed to vacate the conviction of Angela Aguilar pending its appeal of Judge Matz’s dismissal of the indictments against Ms. Aguilar’s co-defendants, Lindsay Manufacturing, Keith Lindsey and Steve Lee

Jury convicts two men on FCPA charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 9 2011

Joel Esquenazi, the president of Miami based Terra Telecommunications Corp., and Carlos Rodriguez, the executive vice president of the company, were convicted on all counts following a jury trial

This week in securities litigation (Dec. 30, 2011 Jan. 7, 2012)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 6 2012

The new year began with Congressional testimony on two recurring subjects: the implementation of the Dodd-Frank Wall Street Reform Act and Congressional insider trading

Jury finds against SEC

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 4 2013

The SEC suffered another trial loss when a Kansas jury returned a verdict against the agency in an enforcement action brought against former NIC, Inc

The SEC’s new financial fraud task force: Part VII, risk analysis and big data

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 20 2013

This is the seventh in a series of articles examining the creation of the Financial Reporting and Audit Task Force along with a Center for Risk and

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

This week in securities litigation (week ending March 21, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • March 20 2014

The Commission improved its trial record this week, prevailing in a ten day jury trial centered on fraud in connection with the sale of mortgage