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Results: 1-10 of 417

RubinChambers, Dunhill Insurance Services (aka CDR Financial Products)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 19 2012

At the end of last month, the DOJ announced that CDR, a financial products and services firm based in Beverly Hills, California, and its founder and owner, David Rubin, pleaded guilty in the Southern District of New York to participating in multimillion-dollar bid-rigging and fraud conspiracies related to contracts for the investment of municipal bond proceeds and other related municipal finance contracts

Jury convicts two men on FCPA charges

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 9 2011

Joel Esquenazi, the president of Miami based Terra Telecommunications Corp., and Carlos Rodriguez, the executive vice president of the company, were convicted on all counts following a jury trial

This week in securities litigation (week ending March 21, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • March 20 2014

The Commission improved its trial record this week, prevailing in a ten day jury trial centered on fraud in connection with the sale of mortgage

Jury rejects aggressive SEC insider trading claims

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • February 4 2014

The SEC lost another jury trial. Following a nine day trial the jury rejected each of the Commission's claims in the aggressive insider trading case

The SEC: the future path of enforcement (part II)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 6 2014

This is the second of a four part series analyzing the path of SEC Enforcement. The first part was published yesterday. The remaining parts of this

Angela Aguilar

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 22 2011

In a related matter, the government has agreed to vacate the conviction of Angela Aguilar pending its appeal of Judge Matz’s dismissal of the indictments against Ms. Aguilar’s co-defendants, Lindsay Manufacturing, Keith Lindsey and Steve Lee

Insider trading the end of an executive’s career

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • March 21 2012

Insider trading continues to be a key focus of the SEC as well as the DOJ

The SEC’s new financial fraud task force: Part VII, risk analysis and big data

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • August 20 2013

This is the seventh in a series of articles examining the creation of the Financial Reporting and Audit Task Force along with a Center for Risk and

The SEC: the future path of enforcement

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 5 2014

This is the first of a four part series projecting the path of SEC Enforcement. The remaining parts of this series will be published later this

More FCPA charges from the TSKJ joint venture

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • January 18 2012

The TSKJ joint venture is the gift that just keeps on giving, at least for FCPA prosecutors