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This week in securities litigation (week ending March 16, 2012)
- Dorsey & Whitney LLP
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- USA
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- March 16 2012
The Commission won a significant victory this week in the Second Circuit Court of Appeals in its Citigroup litigation
This week in securities litigation (week ending March 8, 2013)
- Dorsey & Whitney LLP
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- USA
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- March 7 2013
In Congress this week, a bipartisan bill was introduced to roll back part of the Dodd-Frank legislation related to swaps. It would expanded the swaps
SEC enforcement trends 2011: significant market crisis cases
- Dorsey & Whitney LLP
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- USA
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- February 15 2011
The SEC has been conducting dozens of investigations related to the market crisis since it began to unfold
This week in securities litigation (June 23, 2011)
- Dorsey & Whitney LLP
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- USA
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- June 24 2011
The SEC continued implementing Dodd-Frank this week
CFTC sues Royal Bank of Canada for years long wash sale scheme
- Dorsey & Whitney LLP
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- Canada, USA
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- April 4 2012
The Commodity Futures Trading Commission filed an enforcement action against the Royal Bank of Canada alleging a years long, riskless wash sale scheme conducted by a small group of RBC personnel to generate certain lucrative Canadian tax benefits
This week in securities litigation (week ending October 19, 2012)
- Dorsey & Whitney LLP
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- USA
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- October 19 2012
Significant events this week included the proposal by the SEC of additional swaps rules regarding security-based swap dealers and major participants
This week in securities litigation (week ending November 16, 2012)
- Dorsey & Whitney LLP
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- USA
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- November 16 2012
The Commission announced that its enforcement program remains vibrant, having filed just one less action last year that its record setting 735 actions in the prior fiscal year
This week in securities litigation (week ending October 26, 2012)
- Dorsey & Whitney LLP
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- Hong Kong, United Kingdom, USA
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- October 26 2012
The focus this week was on white collar criminal securities cases
This week in securities litigation (week ending October 12, 2012)
- Dorsey & Whitney LLP
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- USA
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- October 11 2012
Events surrounding the collapse of the first money fund to “break the buck” are being played out in a New York City courtroom on SEC charges that the principles of the fund misrepresented its financial condition in the wake of massive redemption demands
This week in securities litigation (December 2, 2011)
- Dorsey & Whitney LLP
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- USA
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- December 2 2011
The District Court rejected the proposed settlement of the Commission’s recent market crisis case against Citigroup
Current Search
- Jurisdiction - USA
- Workarea - Litigation
- Workarea - Derivatives
- Author - Thomas O. Gorman
- Firm Name - Dorsey & Whitney LLP