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Results: 1-10 of 23

This week in securities litigation (week ending September 19, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • September 19 2014

The Commission continued with broken windows this week. Twenty Rule 105 short selling cases were filed in a group. Last week another group of broken

This week in securities litigation (week ending March 21, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • March 20 2014

The Commission improved its trial record this week, prevailing in a ten day jury trial centered on fraud in connection with the sale of mortgage

This week in securities litigation (week ending May 2, 2014)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • May 1 2014

Chair Mary Jo White testified before Congress this week. Her testimony focused on the budget, reviewing the recent work of the agency. The Commission

This week in securities litigation (week ending October 26, 2012)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • October 26 2012

The focus this week was on white collar criminal securities cases

This week in securities litigation (February 4, 2011)

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • February 4 2011

Dodd-Frank, insider trading and the FCPA continue were key to securities regulation and enforcement this week

A tale of two Ponzi schemes

  • Dorsey & Whitney LLP
  • -
  • United Kingdom, USA
  • -
  • September 19 2012

Ponzi schemes seem to be everywhere

This week in securities litigation (week ending November 30, 2013)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • December 1 2013

This week the SEC and the DOJ filed FCPA Actions against oil services company Weatherford International. The company became the newest member of the

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

This week in securities litigation (week ending February 28, 2014)

  • Dorsey & Whitney LLP
  • -
  • Canada, Hong Kong, Japan, United Kingdom, USA
  • -
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi

This week in securities litigation (week ending June 6, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • June 5 2014

The SEC had mixed results in court this week. A Manhattan jury returned a verdict against the agency in a high profile and long-running insider