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UK Financial Services Authority releases draft handbooks for new regulators

Morgan Lewis & Bockius LLP
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USA
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March 14 2013

Handbooks for Financial Conduct Authority and Prudential Regulation Authority will replace FSA Handbook on 1 April. On 8 March, the UK Financial

District of Massachusetts denies in part JP Morgan's motion to dismiss RMBS investor suit

Orrick Herrington & Sutcliffe LLP
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USA
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February 19 2013

On February 13, Judge Rya W. Zobel of the District of Massachusetts dismissed in part, but largely sustained, an investor suit brought by Capital

Irannotices begin to roll into the SEC

Leonard, Street and Deinard
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Iran, USA
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February 12 2013

A number of companies have filed IRANNOTICEs on EDGAR with the SEC (thanks to Broc Romanek for pointing this out). The notices reference disclosures

New U.S. laws criminalize theft of quantitative trading and investment models and other trade secrets and dramatically increase potential monetary penalties for thefts which benefit non-U.S. entities

Dechert LLP
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USA
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February 4 2013

The U.S. Congress recently passed two laws that raise the stakes dramatically for employees of financial services firms and anyone else who

Like a good neighbor hedge fund insurance coverage will be there, no, not unless you make sure

Fox Rothschild LLP
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USA
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February 4 2013

This blog entry about hedge fund insurance coverage almost sounds like a car insurance commercial. Sadly, both are critical in today's modern society

Insurance companies take steps to reduce their risks under guarantees in outstanding variable contracts

Drinker Biddle & Reath LLP
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USA
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January 31 2013

The 2008-2009 financial crisis, ongoing market volatility and persistently low interest rates have significantly increased the risks and costs to

FINRA proposal requires disclosure of enhanced compensation

Morrison & Foerster LLP
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USA
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January 16 2013

Continuing ongoing efforts to address conflicts of interest in the financial services industry, FINRA requested comments on a Proposed Rule

Ninth Circuit: SLUSA does not bar state law breach of contract claims

Baker & Hostetler LLP
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USA
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January 15 2013

The Securities Litigation Uniform Standards Act of 1998 ("SLUSA") is a federal law that bars state law securities class actions alleging

New York Department of Financial Services issues a fourth amended order, extending moratorium until January 16, 2013

Wilson Elser
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USA
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January 8 2013

On January 4, 2013, the New York Department of Financial Services (Department) issued its Fourth Amended Order, which extends by an additional ten (10

SLUSA doesn't preclude variable annuitants' breach of contract claims

Winston & Strawn LLP
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USA
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January 7 2013

On January 2nd, the Ninth Circuit partially reinstated contract claims asserted by purchasers of variable universal life insurance policies

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Search results

UK Financial Services Authority releases draft handbooks for new regulators

District of Massachusetts denies in part JP Morgan's motion to dismiss RMBS investor suit

Irannotices begin to roll into the SEC

New U.S. laws criminalize theft of quantitative trading and investment models and other trade secrets and dramatically increase potential monetary penalties for thefts which benefit non-U.S. entities

Like a good neighbor hedge fund insurance coverage will be there, no, not unless you make sure

Insurance companies take steps to reduce their risks under guarantees in outstanding variable contracts

FINRA proposal requires disclosure of enhanced compensation

Ninth Circuit: SLUSA does not bar state law breach of contract claims

New York Department of Financial Services issues a fourth amended order, extending moratorium until January 16, 2013

SLUSA doesn't preclude variable annuitants' breach of contract claims

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