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This week at the UK regulators - 2 September 2014

  • Clifford Chance LLP
  • -
  • India, United Kingdom, USA
  • -
  • September 2 2014

In two separate well publicised cases, the FCA last week imposed financial penalties of over £20 million in respect of mortgage advice and

NAIC report 2014 Summer National Meeting

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • August 26 2014

The National Association of Insurance Commissioners (NAIC) met for its Summer National Meeting in Louisville, Kentucky, August 14-19. International

FCA publishes supervisory approach to financial promotions in social media

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 22 2014

On August 6, the UK Financial Conduct Authority (FCA) published its guidance consultation on social media and customer communications (Guidance

Time is running out to complain about the Complaint Portal

  • Foley & Lardner LLP
  • -
  • USA
  • -
  • August 18 2014

You have 4 days! August 22, 2014 is the deadline to submit your comments in response to the Consumer Financial Protection Bureau's (CFPB) proposed

You’ve been sued for securities fraud: now what?

  • Dechert LLP
  • -
  • USA
  • -
  • July 23 2014

Imagine that you are a lawyer at a rapidly growing public U.S. company. Your company has recently disclosed bad news to the market. Following this

Financial services

  • Squire Patton Boggs
  • -
  • USA
  • -
  • July 21 2014

On July 17, the Senate voted 93-4 to pass S. 2244, the Terrorism Risk Insurance Program Reauthorization Act of 2014. The bill reauthorizes the

Secretary Lew calls on financial institutions to strengthen their cybersecurity defenses

  • Bingham McCutchen LLP
  • -
  • USA
  • -
  • July 17 2014

On July 16, 2014, U.S. Treasury Secretary Jacob J. Lew delivered the keynote speech at the Delivering Alpha conference, a gathering of hedge fund

The impact of Halliburton on directors and officers insurance

  • Cozen O'Connor
  • -
  • USA
  • -
  • July 10 2014

Over the past year, directors and officers have been anticipating the Supreme Court's ruling in Halliburton Co. et al. V. Erica John Fund, Inc., No

D&O insurance and IPOs: seven issues you need to consider

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • June 11 2014

As a company prepares for an IPO, the last thing to sometimes be considered is the potential of future litigation. Although going public can of

FIO focus, issue No. 54

  • Nelson Brown Hamilton & Krekstein LLC
  • -
  • USA
  • -
  • May 22 2014

On May 20, 2014, the Financial Services Committee (FSC) held a hearing entitled "Examining the Dangers of the FSOC's Designation Process and its