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Results: 1-10 of 770

FinCEN proposes tighter customer due diligence requirements for financial institutions

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • January 27 2015

For financial institutions, customer due diligence may become tougher and costlier in 2015 if the Financial Crimes Enforcement Network's (FinCEN

Financial Regulatory Developments 23 January - European Commission (Commission)

  • Dentons
  • -
  • European Union, USA
  • -
  • January 23 2015

There was a meeting of the US-EU Financial Markets Regulatory Dialogue on 12 January. The Commission and ESMA participated with several US government

New York appeals court: Dishonest Acts exclusion does not preclude coverage for SEC-ordered payment

  • Locke Lord LLP
  • -
  • USA
  • -
  • January 23 2015

Last week, the Appellate Division (First Department) of the New York State Supreme Court issued its latest ruling in the matter of JP Morgan

Financial services update January 12 2014 Treasury Department developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 12 2015

On January 7th, the Secretary of the Treasury, as Chair of the Financial Stability Oversight Council, proposed rules that would implement the

President Obama signs bill loosening Dodd-Frank capital restrictions on insurers into law

  • Locke Lord LLP
  • -
  • USA
  • -
  • January 5 2015

President Obama has signed into law The Insurance Capital Standards Clarification Act, S. 2270, which loosens the Dodd-Frank capital restrictions on

Congress enacts changes to Dodd-Frank; potential for more changes in 114th Congress

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • December 30 2014

Prior to adjournment, the 113th Congress passed the first changes to the Dodd-Frank Wall Street Reform and Consumer Protection Act (P.L. 111-203

Money market fund reform complicates insurance product fund offerings

  • Carlton Fields Jorden Burt
  • -
  • USA
  • -
  • December 22 2014

In July 2014, the SEC adopted amendments to Rule 2a-7 under the Investment Company Act of 1940 that impose new requirements on money market funds

Before adjourning, US Congress adopts budget with Dodd-Frank amendments; fails to pass Terrorism Risk Insurance legislation

  • Squire Patton Boggs
  • -
  • USA
  • -
  • December 18 2014

Before the 113th Congress adjourned on December 16, Congress adopted the Consolidated and Further Continuing Appropriations Act of 2015, which

International regulatory update - 1 5 December 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, USA
  • -
  • December 12 2014

The European Securities and Markets Authority (ESMA) has launched a consultation on asset segregation requirements under the Alternative Investment

International regulatory update - 8 12 December 2014

  • Clifford Chance LLP
  • -
  • China, European Union, Global, Hong Kong, India, Netherlands, Singapore, South Korea, United Kingdom, USA
  • -
  • December 12 2014

The regulation on key information documents for packaged retail and insurance-based investment products (PRIIPs) has been published in the Official