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Results: 1-10 of 752

Bank regulator eyes insurer capital

  • Manatt Phelps & Phillips LLP
  • -
  • USA
  • -
  • October 10 2014

The Federal Reserve Board (FRB) has begun a process that will lead to the imposition of new capital requirements on some large insurance companies

The financial report October 2, 2014 - US exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • USA
  • -
  • October 7 2014

The Financial Industry Regulatory Authority requested comment on a proposed rule to implement the Comprehensive Automated Risk Data System (CARDS

Do capital markets need financial guaranty insurers?

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • October 6 2014

The last five years have not been kind to oracles and prognosticators.The arc of the Great Recession and our ongoing recovery from it has repeatedly

General counsel update September 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, China, European Union, Hong Kong, Russia, United Kingdom, USA
  • -
  • September 29 2014

The London Court of International Arbitration (LCIA) Court's new rules come into force on 1 October 2014 and are to apply to any arbitration

State regulators eye complex products marketing

  • Carlton Fields Jorden Burt
  • -
  • USA
  • -
  • September 16 2014

Joseph P. Borg, Director of the Alabama Securities Commission, and James R. Mumford, First Deputy Insurance Commissioner in Iowa, raised state

Expect focus - volume III, Summer 2014

  • Carlton Fields Jorden Burt
  • -
  • USA
  • -
  • September 16 2014

EXPECTFOCUS is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and

This week at the UK regulators - 2 September 2014

  • Clifford Chance LLP
  • -
  • India, United Kingdom, USA
  • -
  • September 2 2014

In two separate well publicised cases, the FCA last week imposed financial penalties of over £20 million in respect of mortgage advice and

NAIC report 2014 Summer National Meeting

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • August 26 2014

The National Association of Insurance Commissioners (NAIC) met for its Summer National Meeting in Louisville, Kentucky, August 14-19. International

FCA publishes supervisory approach to financial promotions in social media

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 22 2014

On August 6, the UK Financial Conduct Authority (FCA) published its guidance consultation on social media and customer communications (Guidance

Time is running out to complain about the Complaint Portal

  • Foley & Lardner LLP
  • -
  • USA
  • -
  • August 18 2014

You have 4 days! August 22, 2014 is the deadline to submit your comments in response to the Consumer Financial Protection Bureau's (CFPB) proposed