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Results: 11-20 of 29

Financial services regulatory reform legislation moves forward

Katten Muchin Rosenman LLP
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USA
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May 27 2010

Financial services regulatory reform, in particular, the regulation of the over-the-counter derivatives markets and market participants, took a major step forward late last week when the Senate passed the Restoring American Financial Stability Act of 2010

FDIC proposes change to deposit insurance assessment system

Katten Muchin Rosenman LLP
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USA
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April 30 2010

On April 13, the Federal Deposit Insurance Corporation (FDIC) issued a proposal that would change the calculation of deposit insurance assessments for "large" or "highly complex" institutions

Federal regulators release model consumer privacy notice Online Form Builder

Katten Muchin Rosenman LLP
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USA
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April 16 2010

Eight federal regulators have released an Online Form Builder that financial institutions can download and use to develop and print customized versions of a model consumer privacy notice under the Gramm-Leach-Bliley Act (GLBA

Financial Services Act 2010 passed

Katten Muchin Rosenman LLP
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USA
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April 16 2010

The Financial Services Act 2010 received Royal Assent on April 8

FINRA to amend arbitration rules regarding deficient claims

Katten Muchin Rosenman LLP
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USA
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February 26 2010

The Financial Industry Regulatory Authority has amended its Codes of Arbitration Procedure for Customer and Industry Disputes to clarify that if a claim deficiency is corrected within 30 days from the time a party receives notice of a deficiency, the claim will be considered filed on the date the initial statement of claim was filed

Filing of FINRA’s new Customer Margin Balance Form required next month

Katten Muchin Rosenman LLP
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USA
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February 12 2010

The Financial Industry Regulatory Authority has issued a Regulatory Notice to remind members that are subject to FINRA Rule 4521(d) to file certain customer margin account information beginning March 1

FDIC releases proposed rule incorporating employee compensation structures into risk assessment system

Katten Muchin Rosenman LLP
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USA
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January 15 2010

On January 12, the Federal Deposit Insurance Corporation (FDIC) released an advance notice of proposed rulemaking (ANPR) seeking comment regarding whether certain employee compensation structures pose risks that should be part of the calculation determining an insured depository institution’s deposit insurance premiums

Treasury Department publishes financial regulatory reform plan

Katten Muchin Rosenman LLP
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USA
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June 19 2009

On June 17, the United States Department of the Treasury (UST) released a white paper (the Plan) outlining the Obama administration’s blueprint for financial regulatory reform

TARP Capital Purchase Program expanded to include mutual holding companies

Katten Muchin Rosenman LLP
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USA
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April 16 2009

On April 7, the U.S. Treasury Department (UST) published guidelines for insurance companies and other companies that are structured as bank or savings and loan holding companies in mutual organization or their stock holding company subsidiaries to receive TARP funds under the Capital Purchase Program (CPP