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Results: 1-10 of 449

The evolving U.S. cybersecurity landscape: what firms want to know

  • Dechert LLP
  • -
  • USA
  • -
  • March 27 2015

Following a year of high-profile data breaches, the Securities and Exchange Commission (SEC) announced on January 13, 2015 that, for the second

FINRA, SEC provide broker-dealers with motivation, tools to get the job done

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 26 2015

Both the U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) have recently issued guidance to

FINRA issues report on cybersecurity practices

  • Brooks Pierce McLendon Humphrey & Leonard LLP
  • -
  • USA
  • -
  • March 23 2015

Following up on our post from last week on the SEC’s cybersecurity exam sweep, you should also know about FINRA’s recent report on this area. Last

Cybersecurity securities class actions: a wave or trickle?

  • Lane Powell PC
  • -
  • USA
  • -
  • March 17 2015

One of the foremost uncertainties in securities and corporate governance litigation is the extent to which cybersecurity will become a significant

SEC releases results of cybersecurity exam sweep

  • Brooks Pierce McLendon Humphrey & Leonard LLP
  • -
  • USA
  • -
  • March 16 2015

We’re a bit behind on this, but better (a little bit) late than never. Last month the SEC’s Office of Compliance, Inspections and Examinations

SEC continues focus on cybersecurity preparedness and disclosure

  • Husch Blackwell LLP
  • -
  • USA
  • -
  • March 16 2015

Investigators at the U.S. Securities and Exchange Commission are on the lookout for violations such as poor risk controls or lax disclosures relating

FINRA issues report on cybersecurity practices in the financial services sector

  • Arnold & Porter LLP
  • -
  • USA
  • -
  • March 11 2015

Also in February, the Financial Industry Regulatory Authority (FINRA) issued a report to assist financial services organizations in responding to the

SEC issues cybersecurity risk alert

  • Arnold & Porter LLP
  • -
  • USA
  • -
  • March 11 2015

On February 3, 2015, the Office of Compliance Inspections and Examinations of the Securities and Exchange Commission published a Risk Alert that

SIFMA gets its cybersecurity-antitrust wish

  • Brooks Pierce McLendon Humphrey & Leonard LLP
  • -
  • USA
  • -
  • March 2 2015

I’m sure you remember SIFMA’s Principles for Effective Cybersecurity Regulatory Guidance, issued last October. I mean, you read about them right here

Target and Home Depot spend millions responding to data breaches

  • Steptoe & Johnson LLP
  • -
  • USA
  • -
  • February 28 2015

Target and Home Depot's 2013 data breaches have come with a hefty price tag. According to recent filings with the Securities and Exchange Commission