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Results: 1-10 of 367

How to respond to SEC inquiries concerning data breach and data security policies

  • Baker & Hostetler LLP
  • -
  • USA
  • -
  • October 28 2014

Every company, whether public or private, has exposure to potential data breach or theft of confidential information. When this occurs, various state

SIFMA proposes cybersecurity regulatory guidance

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 26 2014

The Securities Industry and Financial Markets Association proposed 10 principles to help encourage a partnership between financial regulators and the

Administration and SIFMA announce new steps to make financial data more secure

  • Akin Gump Strauss Hauer & Feld LLP
  • -
  • USA
  • -
  • October 21 2014

On October 17, 2014, President Obama directed the federal government to take steps to improve the security of financial transactions in the United

Private fund update - October 20, 2014

  • Venable LLP
  • -
  • USA
  • -
  • October 20 2014

The Association for Corporate Growth is having a kick-off meeting conference call for its SEC Task ForceRegulatory Group this Wednesday, October 22

Privacy & cybersecurity update, issue 3 - October, 2014

  • Jones Day
  • -
  • Australia, Brazil, Canada, Chile, China, European Union, France, Germany, Hong Kong, Ireland, Italy, Japan, Mexico, Netherlands, New Zealand, Russia, Taiwan, USA
  • -
  • October 15 2014

On August 1, the Federal Trade Commission ("FTC") issued a report on mobile shopping applications. In it, the FTC found that such apps often fail to

Inspector General reports missing SEC laptops potentially containing confidential information

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 12 2014

The Securities and Exchange Commission's Office of Inspector General issued an audit report that claimed that over 200 laptop computers in locations

FINRA requests comment on a rule proposal to implement the Comprehensive Automated Risk Data System

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 3 2014

In December 2013, the Financial Industry Regulatory Authority, Inc. released a concept proposal seeking comments on an initiative to implement the

General counsel update September 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, China, European Union, Hong Kong, Russia, United Kingdom, USA
  • -
  • September 29 2014

The London Court of International Arbitration (LCIA) Court's new rules come into force on 1 October 2014 and are to apply to any arbitration

Expect focus - volume III, Summer 2014

  • Carlton Fields Jorden Burt
  • -
  • USA
  • -
  • September 16 2014

EXPECTFOCUS is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and

Few cybersecurity incidents reported among state-registered investment advisers

  • Steptoe & Johnson LLP
  • -
  • USA
  • -
  • September 13 2014

Only 4.1 of state-registered investment advisers - small and mid-sized investment advisers who manage up to $100 million - have reported a