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Results: 1-10 of 345

SEC charges ECN operator for failing to protect customer data

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 27 2014

Fragmented markets, alternative trading systems and dark pools are increasingly a focus of discussion in the wake of repeated market outages

The financial report July 24, 2014 - US Securities and Exchange Commission developments

  • DLA Piper LLP
  • -
  • USA
  • -
  • July 24 2014

The SEC, Massachusetts US Attorney and the FBI announced charges against five individuals whose attempt to manipulate shares of Amogear Inc. was

Status updates - July 18, 2014

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • July 18 2014

The average millennial checks his or her smartphone 45 times a day and learns about news online primarily through Facebook and Twitter, according to

Secretary Lew calls on financial institutions to strengthen their cybersecurity defenses

  • Bingham McCutchen LLP
  • -
  • USA
  • -
  • July 17 2014

On July 16, 2014, U.S. Treasury Secretary Jacob J. Lew delivered the keynote speech at the Delivering Alpha conference, a gathering of hedge fund

SEC playing bigger role in cybersecurity

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 11 2014

Besides clarifying disclosure requirements,the agency is prompting companies to take proactive steps. By Nick Akerman and Parker Schweich

SEC provides guidance to directors of public companies

  • Hunton & Williams LLP
  • -
  • USA
  • -
  • July 9 2014

Chair Mary Jo White of the Securities and Exchange Commission (the "SEC" or "Commission") recently delivered a speech at the Twentieth Annual

Steptoe cyberlaw podcast interview with David Heyman

  • Steptoe & Johnson LLP
  • -
  • European Union, USA
  • -
  • July 8 2014

Our guest this week is David Heyman, who recently completed a tour as DHS's Assistant Secretary for Policy (my old job). David has had a long and

Time to party like it’s 1999 again: information technology returns to center stage

  • Seyfarth Shaw LLP
  • -
  • USA
  • -
  • July 7 2014

With the Securities and Exchange Commission's attention again returning to cybersecurity issues, many registrants are recalling the Commission's

SEC official urges more breach disclosure, more board oversight of cybersecurity

  • Drinker Biddle & Reath LLP
  • -
  • USA
  • -
  • July 3 2014

On June 10, during a speech with significant implications for corporate governance, SEC Commissioner Luis Aguilar urged corporate boards to exercise

White collar roundup - July 2014

  • Day Pitney LLP
  • -
  • USA
  • -
  • July 1 2014

The SEC charged the owner of a hedge fund with retaliating against an employee who in compliance with the Dodd-Frank Act reported illegal trading