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Financial services report winter 2014

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 18 2014

The election is over, but we are still reeling from the aftermath of the November shock. We’re talking of course about North Korean Supreme Leader

The investment funds and advisers 2014 year-end client update recap

  • Sidley Austin LLP
  • -
  • USA
  • -
  • December 18 2014

As the developments affecting the investment management industry continue to unfold, we have once again prepared our annual Compendium of relevant

Business law update - Winter 2014

  • Thompson Hine LLP
  • -
  • USA
  • -
  • December 16 2014

It long has been the law that unpaid creditors of an insolvent debtor can complain if the debtor sells or otherwise transfers any of its assets for

New York establishes new cyber security examination process for financial institutions

  • Ropes & Gray LLP
  • -
  • USA
  • -
  • December 16 2014

New York's Department of Financial Services released a letter on December 10, 2014, announcing the details of its plan to focus more attention on

Steptoe cyberlaw podcast interview with Joanne McNabb

  • Steptoe & Johnson LLP
  • -
  • USA
  • -
  • December 16 2014

Our guest this week is Joanne McNabb, Director of Privacy Education and Policy for the California Attorney General's Office. Joanne discusses the

Cybersecurity continues as a major focus of financial industry’s concerns

  • Burr & Forman LLP
  • -
  • USA
  • -
  • December 13 2014

With only three official days left of the current Congress, conversations Wednesday turned towards cybersecurity in the financial sector. The

On the third day of privacy, the shareholders gave to me

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • December 11 2014

As the holiday season slips into the rear view mirror, another season looms large for public companies - proxy season. Adding to the ever-growing

SEC makes cybersecurity mandatory for securities exchanges

  • Arnold & Porter LLP
  • -
  • USA
  • -
  • December 3 2014

In recent years, malfunctioning technology has affected the trading of securities on a number of occasions. As just one better-known example, the

SEC adopts rules to improve systems compliance and integrity

  • Baker & Hostetler LLP
  • -
  • USA
  • -
  • December 2 2014

On November 19, 2014, the Securities and Exchange Commission (SEC) unanimously voted to adopt Regulation Systems Compliance and Integrity (Reg SCI

Class action round-up - fall 2014

  • Alston & Bird LLP
  • -
  • USA
  • -
  • December 1 2014

A class of industrial purchasers of polyurethane products brought suit against Dow Chemical Company for fixing the prices of those products. After