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Results: 1-10 of 26

Preparing for the 2013 SEC periodic reporting and proxy season

  • Williams Mullen
  • -
  • USA
  • -
  • January 16 2013

As management and the boards of public companies prepare for the challenges of 2013, there are several proxy advisory, corporate governance and

International regulatory update 7 - 11 January 2013

  • Clifford Chance LLP
  • -
  • European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
  • -
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage

International regulatory update 10-14 December 2012

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
  • -
  • December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union

October corporate governance update

  • Kelley Drye & Warren LLP
  • -
  • USA
  • -
  • November 26 2012

On October 17, 2012, the SEC voted unanimously to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants

Key year-end considerations for public companies

  • Gibson Dunn & Crutcher LLP
  • -
  • Iran, Syria, USA
  • -
  • November 2 2012

With the arrival of fall, calendar-year companies are gearing up for what promises to be another busy proxy season, preparing for new rules that will impact their disclosures and governance practices, and planning their 2013 board and committee calendars

Financial services report, fall 2012

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • October 4 2012

The Mars rover "Curiosity" stuck a perfect landing this quarter

Financial services legislative and regulatory update March 26, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 26 2012

The past week was an incredibly busy one here in Washington, DC

Financial services legislative and regulatory update - March 19, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 19 2012

The embers of hope for a bipartisan renaissance in Congress, or at least the Senate, continued to glow as Majority Leader Reid appeared to have acquiesced from the calls from Majority Leader Cantor and Minority Leader McConnell, among others, and decided to take up the House passed version of the capital formation bills

Financial services legislative and regulatory update - March 5, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • European Union, USA
  • -
  • March 5 2012

Despite the full throated defense of the Dodd-Frank Act, it was a challenging week for proponents of America’s Financial Regulatory Reform

2012 annual compliance obligations: what you need to know

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • March 2 2012

In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers

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