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Results: 1-10 of 38

Common law multiple derivative actions

  • CMS Cameron McKenna
  • -
  • USA
  • -
  • April 23 2013

The general rule when a wrong has been committed against a company is that only the company itself is entitled to bring an action against the

Preparing for the 2013 SEC periodic reporting and proxy season

  • Williams Mullen
  • -
  • USA
  • -
  • January 16 2013

As management and the boards of public companies prepare for the challenges of 2013, there are several proxy advisory, corporate governance and

International regulatory update 7 - 11 January 2013

  • Clifford Chance LLP
  • -
  • European Union, France, Global, India, Poland, Singapore, United Kingdom, USA
  • -
  • January 14 2013

EMIR: Extension of scrutiny period for Commission Delegated Regulations Basel III: Basel Committee releases revised version of Liquidity Coverage

International regulatory update 10-14 December 2012

  • Clifford Chance LLP
  • -
  • European Union, Germany, Hong Kong, Italy, Spain, United Kingdom, USA
  • -
  • December 17 2012

The European Council (Heads of State or Government) has published the conclusions from its meeting on 13 and 14 December 2012, at which it agreed on a roadmap for the completion of the Economic and Monetary Union

October corporate governance update

  • Kelley Drye & Warren LLP
  • -
  • USA
  • -
  • November 26 2012

On October 17, 2012, the SEC voted unanimously to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants

CFTC General Counsel clarifies application of “swap” definition to energy transportation and storage contracts

  • Leonard, Street and Deinard
  • -
  • USA
  • -
  • November 15 2012

The CFTC Office of General Counsel (“OGC”) issued an interpretation today regarding application of the “swap” definition (and forward contract exclusion thereunder) to energy transportation and storage contracts, in response to numerous industry comments

Key year-end considerations for public companies

  • Gibson Dunn & Crutcher LLP
  • -
  • Iran, Syria, USA
  • -
  • November 2 2012

With the arrival of fall, calendar-year companies are gearing up for what promises to be another busy proxy season, preparing for new rules that will impact their disclosures and governance practices, and planning their 2013 board and committee calendars

Financial services report, fall 2012

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • October 4 2012

The Mars rover "Curiosity" stuck a perfect landing this quarter

CCO compliance requirements

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 17 2012

On September 14th, the National Futures Association advised that effective October 1, 2012, FCMs that are currently regulated by a U.S. prudential regulator or that are also in some capacity registrants of the SEC must have a designated Chief Compliance Officer under CFTC Regulation 3.3, and that person must also be a listed principal of the firm

Financial services legislative and regulatory update March 26, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 26 2012

The past week was an incredibly busy one here in Washington, DC

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