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Results: 1-10 of 178

Federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 20 2013

June 7, 2013 Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and Other Commission Registrants. 78 FR

Financial services legislative and regulatory issues update May 20

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 20 2013

The conflation of three scandals clearly tainted President Obama with The Washington Post’s “Worst Week in Washington” award last week, and in fact

Financial industry developments

  • Orrick Herrington & Sutcliffe LLP
  • -
  • USA
  • -
  • May 6 2013

On April 30, the FHFA issued its progress report on the steps being taken to establish a common securitization infrastructure for MBS. The FHFA is

Federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • May 6 2013

June 7, 2013 Dual and Multiple Associations of Persons Associated with Swap Dealers, Major Swap Participants and Other Commission Registrants. 78 FR

CFTC and SEC jointly adopt identity theft red flags rules

  • Herrick Feinstein LLP
  • -
  • USA
  • -
  • May 2 2013

On April 10, 2013, the CFTC and SEC jointly issued final rules under Section 615(e) of the Fair Credit Reporting Act (the "FCRA") which require

CFTC and SEC adopt identity theft rules

  • Davis Polk & Wardwell LLP
  • -
  • USA
  • -
  • April 29 2013

On April 10, 2013, the Commodity Futures Trading Commission (the "CFTC") and the Securities and Exchange Commission (the "SEC," and together with the

Federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 15 2013

Commodity Futures Trading Commission: April 11, 2013 - Delegation of Authority To Disclose Confidential Information to a Contract Market, Registered

Financial services legislative & regulatory update - April 15, 2013

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • April 15 2013

Congress returned from a two-week recess and the President finally released his FY14 Budget, which was immediately attacked by friend and foe alike

Financial services legislative and regulatory update - March 11, 2013

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 11 2013

As the first full week of the Federal government’s sequestration comes to a close, the effects have been palpable. The Dow Jones closed just shy of

International regulatory update 4 Feb-8 Feb 2013

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, Singapore, United Kingdom, USA
  • -
  • February 11 2013

EMIR: European Parliament’s resolution to reject Delegated regulations withdrawn; MiFID review: EU Council Presidency publishes Compromise texts

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