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Results: 1-10 of 31

Financial services update Vol. 10, Issue 11

  • Winston & Strawn LLP
  • -
  • European Union, USA
  • -
  • March 23 2015

This edition focuses on corporate governance and its Related Issues. In particular, academics from the School of Accountancy at Singapore Management

Financial services update Vol. 10, Issue 10

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 16 2015

The U.S. Commodity Future Trading Commission ("CFTC") is holding a public roundtable on Cybersecurity and System Safeguards Testing on Wednesday

International regulatory update - 9 - 13 February 2015

  • Clifford Chance LLP
  • -
  • Australia, European Union, Germany, South Korea, USA
  • -
  • February 17 2015

The EU Council's Permanent Representatives Committee (COREPER) has agreed the EU Council's negotiating stance on the proposed regulation on indices

The financial report December 11, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd

Deutsche Bank sanctioned almost US $200,000 by ICE Futures U.S. for one-time speculative limit violation; CME Group fines three firms for documentation issues related to EFRPs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 30 2014

Deutsche Bank AG was fined US $20,000 and required to disgorge profits of almost US $175,000 related to a single instance of violating position

FinCEN customer due diligence rule proposal

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • August 19 2014

On July 30, 2014, the U.S. Treasury Department's Financial Crimes Enforcement Network ("FinCEN") issued proposed rules (the "Proposed Rules") to

Financial services update July 14 2014 industry news

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 14 2014

On July 11th, Reuters noted that the July 8, 2014 acquittal of Rengan Rajaratnam, the younger brother of convicted insider trader Raj

International regulatory update - 2 6 June 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Netherlands, Singapore, United Arab Emirates, United Kingdom, USA
  • -
  • June 9 2014

The EU Commission has issued a request to the European Securities and Markets Authority (ESMA) for technical advice on implementing acts concerning

International regulatory update - 3 7 March 2014

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Global, Hong Kong, Japan, United Kingdom, USA
  • -
  • March 10 2014

The EU Council has adopted its position at first reading on the revised Deposit Guarantee Schemes (DGS) Directive. This will enable the EU Parliament

International regulatory update 24 28 February 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • -
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws