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This week in securities litigation (week ending may 16, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • May 15 2014

The Commission got split decisions in court this week. It prevailed in one high profile trial, obtaining a jury verdict in its favor. It lost a

Increased public and private scrutiny of high-frequency trading

  • Mayer Brown LLP
  • -
  • USA
  • -
  • May 14 2014

Following the publication of Michael Lewis’ new book, Flash Boys: A Wall Street Revolt (“Flash Boys”), plaintiffs’ lawyers and US government

The next rule: pay-to-play, municipal advisors, and McCutcheon

  • Steptoe & Johnson LLP
  • -
  • USA
  • -
  • May 14 2014

In recent years, there has been a proliferation of pay-to-play rules at the federal, state, and local level. Many of these rules target all who seek

Q1 2014 U.S. legal and regulatory developments

  • Paul, Weiss, Rifkind, Wharton & Garrison LLP
  • -
  • USA
  • -
  • May 12 2014

On April 14, 2014, the U.S. Court of Appeals for the District of Columbia Circuit (the "Court") issued a summary judgment ruling inNational

Investment management newsletter - Spring 2014

  • Kaye Scholer LLP
  • -
  • Germany, United Kingdom, USA
  • -
  • May 7 2014

At the end of 2013, the US Securities and Exchange Commission implemented changes to Rule 506 under Regulation D (Regulation D) promulgated under

Eleventh Circuit holds that Dodd-Frank amendments to the Commodity Exchange Act expand enforcement authority of CFTC

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 25 2014

The US Court of Appeals for the Eleventh Circuit recently decided in a case of first impression that Amendments to the Commodity Exchange Act made by

Financial services update March 17 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 17 2014

On March 10th, the U.S. Supreme Court granted the writ of certiorari in Public Employees Retirement System of Mississippi v. IndyMacMBS, Inc. to

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

2013 year-end securities litigation and enforcement highlights

  • Baker & Hostetler LLP
  • -
  • USA
  • -
  • January 30 2014

We are pleased to share with you the 2013 Year-End Highlights Report from the BakerHostetler Securities Litigation and Regulatory Enforcement

This week in securities litigation (week ending December 20, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 20 2013

Michael Steinberg, formerly of SAC Capital, was found guilty of insider trading by a jury. The verdict preserved the unblemished record of the US