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Financial services update March 17 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 17 2014

On March 10th, the U.S. Supreme Court granted the writ of certiorari in Public Employees Retirement System of Mississippi v. IndyMacMBS, Inc. to

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

2013 year-end securities litigation and enforcement highlights

  • Baker & Hostetler LLP
  • -
  • USA
  • -
  • January 30 2014

We are pleased to share with you the 2013 Year-End Highlights Report from the BakerHostetler Securities Litigation and Regulatory Enforcement

This week in securities litigation (week ending December 20, 2013)

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • December 20 2013

Michael Steinberg, formerly of SAC Capital, was found guilty of insider trading by a jury. The verdict preserved the unblemished record of the US

This week in securities litigation (week ending November 30, 2013)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • December 1 2013

This week the SEC and the DOJ filed FCPA Actions against oil services company Weatherford International. The company became the newest member of the

When it comes to proxy statements, the U.S. District Courts may not be so exclusive after all

  • Allen Matkins Leck Gamble Mallory & Natsis LLP
  • -
  • USA
  • -
  • November 27 2013

A recent ruling by Vice Chancellor Donald F. Parsons, Jr. caused me to ponder why a case involving alleged misstatements in a proxy statement filed

CFTC proposes speculative position limits again

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • November 19 2013

On November 5, 2013, the Commodity Futures Trading Commission ("CFTC" or "Commission") proposed new speculative position limits. The proposal ("New

International Regulatory Update 23-27 September 2013

  • Clifford Chance LLP
  • -
  • Australia, China, European Union, Germany, Global, Guernsey, Hong Kong, Japan, Luxembourg, Netherlands, New Zealand, Russia, Singapore, South Korea, United Kingdom, USA
  • -
  • October 1 2013

The UK government has launched a legal challenge with the European Courts of Justice (ECJ) on the remuneration provisions under the Capital

Commodities and the CSL

  • Allen Matkins Leck Gamble Mallory & Natsis LLP
  • -
  • USA
  • -
  • August 29 2013

A recent unpublished opinion by Justice William W. Bedsworth set me to cogitating on the status of commodities under the Corporate Securities Law

SEC, CFTC halt fraudulent forex trading scheme

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 18 2013

The SEC and the CFTC joined forces to halt an on-going forex trading scheme being conducted by an individual who had previously been barred by the