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International regulatory update - 1 5 December 2014

  • Clifford Chance LLP
  • -
  • European Union, Global, Hong Kong, USA
  • -
  • December 12 2014

The European Securities and Markets Authority (ESMA) has launched a consultation on asset segregation requirements under the Alternative Investment

The financial report October 2, 2014 - US exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • USA
  • -
  • October 7 2014

The Financial Industry Regulatory Authority requested comment on a proposed rule to implement the Comprehensive Automated Risk Data System (CARDS

General counsel update September 2014

  • Herbert Smith Freehills LLP
  • -
  • Australia, China, European Union, Hong Kong, Russia, United Kingdom, USA
  • -
  • September 29 2014

The London Court of International Arbitration (LCIA) Court's new rules come into force on 1 October 2014 and are to apply to any arbitration

Expect focus - volume III, Summer 2014

  • Carlton Fields Jorden Burt
  • -
  • USA
  • -
  • September 16 2014

EXPECTFOCUS is a quarterly review of developments in the insurance and financial services industry, provided on a complimentary basis to clients and

FSOC mulls making asset managers Systemically Important Financial Institutions

  • Calfee Halter & Griswold LLP
  • -
  • USA
  • -
  • May 22 2014

A major conference sponsored by the U.S. Financial Stability Oversight Council (FSOC) on May 19, 2014, has sharpened debate on the question whether

Financial services update March 31 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

The impact of technology on financial services, markets, and regulation was much in the news last week. Concerns included cyber security and the use

International regulatory update 24 28 February 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • -
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws

Financial services update February 24 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 24 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private

Annual compliance obligations--what you need to know

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • January 7 2014

As the new year is upon us, there are some important annual compliance obligations Investment Advisers either registered with the Securities and

Financial services update December 16 2013 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 16 2013

December 31, 2013 - Derivatives Clearing Organizations and International Standards. 78 FR 72475. Consumer Financial Protection Bureau. January 1