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Results: 1-10 of 44

Federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 17 2012

Joint Final Rule - Commodity Futures Trading Commission; Securities and Exchange Commission

Financial services legislative and regulatory update - December 3, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • December 3 2012

There must have been something in the turkey, because all of the optimism surrounding a positive resolution to the fiscal cliff seemed to have evaporated this week

Financial industry developments

  • Orrick Herrington & Sutcliffe LLP
  • -
  • USA
  • -
  • November 5 2012

On November 1, the FHFA announced that it was encouraged by Fannie Mae’s first Real Estate Owned pilot transactions and it made available additional details about the transactions

Mutual funds and insurance companies eye major swap participant definition

  • Jorden Burt LLP
  • -
  • USA
  • -
  • August 27 2012

In April, the CFTC and SEC (the Commissions) finalized rules defining what swap or security-based swap activities will cause a person or company to be a major swap participant or a swap dealer under Dodd-Frank

Financial services regulatory reform update - August 6, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • August 6 2012

Members of Congress left town at the end of the week, fleeing the stifling heat of Washington, but not before providing a clear road map for the fall, lame duck and likely, the 2013 agenda

Financial services legislative and regulatory update - June 18, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • June 18 2012

The theme of this past week once again, was crisis

Financial services legislative and regulatory update - May 29, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 29 2012

With the House of Representatives in Recess this past week all action was found in the Senate where the Banking Committee heard from emboldened regulators seeking to capitalize on the events of the JP Morgan trading loss as justification for tougher regulation and strong implementation of the Dodd-Frank Act, in addition to considering legislation to help spur refinancing and aid the Housing market

Financial services legislative and regulatory update - May 21 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • China, USA
  • -
  • May 21 2012

The news last week was clearly dominated by JP Morgans trading loss

Financial services legislative and regulatory update - 14 May 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 14 2012

What was heading to be a rather routine week of hearings and the continued implementation of Dodd-Frank was shaken by the end of the week news that JP Morgan had a $2 billion dollar trading lost

2012 annual compliance obligations: what you need to know

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • March 2 2012

In light of the current regulatory environment, now more than ever, it is critical for you to comply with all of the legal requirements and best practices applicable to Investment Advisers

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