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Results: 1-10 of 53

FSOC mulls making asset managers Systemically Important Financial Institutions

  • Calfee Halter & Griswold LLP
  • -
  • USA
  • -
  • May 22 2014

A major conference sponsored by the U.S. Financial Stability Oversight Council (FSOC) on May 19, 2014, has sharpened debate on the question whether

Financial services update March 31 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • March 31 2014

The impact of technology on financial services, markets, and regulation was much in the news last week. Concerns included cyber security and the use

International regulatory update 24 28 February 2014

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Hong Kong, United Kingdom, USA
  • -
  • March 3 2014

EU Parliament and Council negotiators have reached an agreement on the proposed directive amending Directive 200965EC on the coordination of laws

Financial services update February 24 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 24 2014

Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships with, Hedge Funds and Private

Annual compliance obligations--what you need to know

  • Pillsbury Winthrop Shaw Pittman LLP
  • -
  • USA
  • -
  • January 7 2014

As the new year is upon us, there are some important annual compliance obligations Investment Advisers either registered with the Securities and

Financial services update December 16 2013 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 16 2013

December 31, 2013 - Derivatives Clearing Organizations and International Standards. 78 FR 72475. Consumer Financial Protection Bureau. January 1

International Regulatory Update 16-20 September 2013

  • Clifford Chance LLP
  • -
  • European Union, Germany, Global, Singapore, United Kingdom, USA
  • -
  • September 24 2013

The EU Commission has published a proposal for a regulation on indices used as benchmarks in financial instruments and financial contracts. The

Federal rules effective dates - September 2013 - November 2013

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 16 2013

Enhanced Risk Management Standards for Systemically Important Derivatives Clearing Organizations. 78 FR 49663. September 23, 2013 Clearing

Funds talk: September 2013

  • Kramer Levin Naftalis & Frankel LLP
  • -
  • European Union, USA
  • -
  • September 13 2013

The last few years have seen increasing private fund activity in the insurance sector, including acquisitions of existing carriers as well as

Federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • December 17 2012

Joint Final Rule - Commodity Futures Trading Commission; Securities and Exchange Commission