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Results: 11-20 of 4,854

Microcap fraud: an FBI controlled shell company

  • Dorsey & Whitney LLP
  • -
  • USA
  • -
  • July 14 2014

Five men came together to plan the manipulation of an over-the-counter traded shell. What they did not know was that the shell was controlled by the

The financial report July 10, 2014 - US exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • USA
  • -
  • July 10 2014

The National Futures Association announced that its assessment fee will be $0.01 per side for futures and options contracts beginning on October 1

The financial report July 10, 2014 - discussion and analysis

  • DLA Piper LLP
  • -
  • USA
  • -
  • July 10 2014

On Tuesday of this week, The Wall Street Journal celebrated the 125th anniversary of the publication of its first edition. The last page of the

The financial report July 10, 2014 - US Commodity Futures Trading Commission developments

  • DLA Piper LLP
  • -
  • USA
  • -
  • July 10 2014

The CFTC has reopened the comment period for two proposed rulemakings. The first would establish speculative position limits for 28 exempt and

CFTC extends comment period for its proposals on position limits for physical commodity derivatives and aggregation

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • July 9 2014

On 27 June 2014, the CFTC announced a 30-day extension of the comment period for two rulemakings: (i) a proposal to which would establish speculative

CFTC extends time-limited, no-action relief to futures commission merchants

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • July 9 2014

On 26 June 2014, the CFTC's Division of Swap Dealer and Intermediary Oversight issued an extension of two previously issued time-limited, no-action

CFTC extends no-action relief provided in CFTC letter No. 13-41

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • July 9 2014

On 27 June 2014, the CFTC's Division of Market Oversight issued a letter providing a time-limited extension of the relief provided in CFTC Letter No

CFTC extends time-limited no-action relief for Swap Dealers and Major Swap Participants from compliance with valuation reporting obligations

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • July 9 2014

On 1 July 2014, the US Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight extended the relief provided in no-action letter

SEC adopts cross-border security-based swap rules

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • July 9 2014

On 25 June 2014, the SEC adopted the first of a series of rules and guidance on cross-border security-based swap activities for market participants

House approves CFTC reauthorization, changes to Dodd-Frank

  • Squire Patton Boggs
  • -
  • USA
  • -
  • July 9 2014

After a nearly two year process, on June 24, 2014, the U.S. House of Representatives voted 266-144 to pass H.R. 4413, the Customer Protection and