We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 11-20 of 5,411

The Financial Report January 22, 2015 - discussion and analysis

  • DLA Piper LLP
  • -
  • Switzerland, USA
  • -
  • January 22 2015

Last week, several of the world’s largest banks and brokerage firms lost hundreds of millions of dollars when the Swiss franc surged suddenly and

The Financial Report January 22, 2015 - US exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • USA
  • -
  • January 22 2015

NYSE Regulation issued a notice regarding the prohibition against the use of equities and options wireless trading devices by members and their

Derivatives quarterly newsletter - January 21, 2015

  • Sidley Austin LLP
  • -
  • USA
  • -
  • January 21 2015

In September 2014, the Commodity Futures Trading Commission (“CFTC”) and the U.S. prudential regulators re-proposed their implementing rules

CFTC issues no-action relief for family offices from commodity trading adviser registration

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • January 21 2015

On November 25 2014 the Commodity Futures Trading Commission (CFTC) issued no-action relief for family offices from commodity trading adviser

US Securities and Exchange Commission adopts final rules concerning security-based swap data repositories

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • January 21 2015

On January 14, 2015, the US Securities and Exchange Commission ("SEC") adopted final rules regarding security-based swap data repository ("SDR"

Ready or not, they are coming: margin rules for non-cleared derivatives

  • Vedder Price PC
  • -
  • USA
  • -
  • January 20 2015

Without argument, one of the pillars of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) was to require

Financial services update January 20 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • January 20 2015

On January 13th, the Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight extended to January 16, 2016, the time-limited

ICE Futures U.S. settles a number of position limit offenses; requires disgorgement in one instance

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 18 2015

ICE Futures U.S. brought a number of disciplinary actions for violation of its position limit rules, in one case imposing both a fine and

CFTC extends no-action relief regarding reporting of certain identifying information in various enumerated jurisdictions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 18 2015

The Commodity Futures Trading Commission's Division of Market Oversight extended relief previously granted to swap traders with CFTC reporting

NFA grants good faith relief through March 31 to members that conduct business with previously exempt CTAs and CPOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 18 2015

The National Futures Association stated that members will not be in violation of its prohibition against conducting business with nonmembers required