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Results: 11-20 of 4,685

Segregation of initial margin posted in connection with uncleared swaps: considerations for the buy side

  • Ropes & Gray LLP
  • -
  • USA
  • -
  • April 7 2014

Pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act and Commodity Futures Trading Commission ("CFTC") Rules 23.702 and 23.703

No silver lining for plaintiffs as J.P. Morgan defeats silver market manipulation suit

  • Cozen O'Connor
  • -
  • USA
  • -
  • April 7 2014

History has shown that large class action cases often follow government investigations the way that the lamb followed Mary to school that day

NFA issues notice to members regarding FATF update

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 4 2014

On April 2, the National Futures Association (NFA) issued a notice to its members informing them that the Financial Action Task Force (FATF) has

CFTC issues interpretation regarding auditor independence standards

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 4 2014

On March 28, the Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight issued an interpretive statement regarding

CFTC loosens requirements for swaps for utility special entities

  • Haynes and Boone LLP
  • -
  • USA
  • -
  • April 4 2014

On March 21, 2014, the Division of Swap Dealer and Intermediary Oversight ("Division") of the CFTC issued a no-action relief letter (the "2014

Reform and regulation of derivative transactions

  • Latham & Watkins LLP
  • -
  • USA
  • -
  • April 3 2014

In 2010, the Dodd-Frank Act became effective. The Act ensures that standardized derivatives trade on either designated contract markets, such as

The financial report April 3, 2014 - US Commodity Futures Trading Commission developments

  • DLA Piper LLP
  • -
  • USA
  • -
  • April 3 2014

The Division of Swap Dealer and Intermediary Oversight took a no-action position with respect to the operation of certain collective trading vehicles

The financial report April 3, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • April 3 2014

In a speech at the Securities Industry and Financial Markets Association Compliance & Legal Society Annual Seminar, SEC Chair Mary Jo White discussed

CFTC affords market participants a “second bite” at the swap recordkeeping and reporting rules

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • April 2 2014

Last month, the Commodity Futures Trading Commission (CFTC) issued a request for public comment on its swap data recordkeeping and reporting

CFTC seeks input on Dodd-Frank implementation issues affecting energy end-users

  • Bracewell & Giuliani LLP
  • -
  • USA
  • -
  • April 1 2014

With most of its rules implementing the swap regulatory provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") in