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Results: 11-20 of 4,984

CFTC issues JOBS Act exemptive relief: resolves issues surrounding the use of general solicitation by private funds

  • Bingham McCutchen LLP
  • -
  • USA
  • -
  • September 15 2014

On September 9, 2014, the Commodity Futures Trading Commission's ("CFTC") Division of Swap Dealer and Intermediary Oversight (the "Division") issued

Update to new CME rule on disruptive trading practices summary chart

  • Cadwalader Wickersham & Taft LLP
  • -
  • USA
  • -
  • September 15 2014

On August 28, 2014, the Chicago Mercantile Exchange Inc., the Board of Trade of the City of Chicago, the New York Mercantile Exchange, Inc., and the

CFTC harmonizes general solicitation rules with the JOBS Act

  • Thompson Hine LLP
  • -
  • USA
  • -
  • September 15 2014

On September 8, 2014, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the U.S. Commodity Futures Trading Commission (CFTC) issued an

CFTC permits additional third-party recordkeepers for registered CPOs

  • Dechert LLP
  • -
  • USA
  • -
  • September 15 2014

The Division of Swap Dealer and Intermediary Oversight (DSIO Staff) of the U.S. Commodity Futures Trading Commission (CFTC) issued exemptive relief

Financial services update September 15 2014 judicial developments

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Dow and several foreign banks created partnerships that generated over one billion dollars in tax deductions for Dow. The partnerships allocated the

Financial services update September 15 2014 exchanges and self-regulatory organizations

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Chicago Board Options Exchange Extended Trading Hours Proposed On September 8th, the SEC provided notice of the Chicago Board Options Exchange's

Financial services update September 15 2014 insights

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

In an exemptive letter issued September 9, the CFTC harmonized its regulations on general solicitation and advertising for commodity pool operators

Financial services update September 15 2014 federal rules effective dates

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

Regulatory Capital Rules: Advanced Approaches Risk-Based Capital Rule, Revisions to the Definition of Eligible Guarantee. 79 FR

Financial services update September 15 2014 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • September 15 2014

On September 8th, the CFTC’s Division of Swap Dealer and Intermediary Oversight issued a no-action letter for commodity pool operators of certain

Maybe their phones aren’t working

  • Bryan Cave LLP
  • -
  • USA
  • -
  • September 12 2014

Both the Commodity Futures Trading Commission and the Office of Foreign Assets Control announced settlement agreements under which they imposed fines