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Results: 11-20 of 5,600

What you need to know about United States of America v. Michael Coscia

  • Barnes & Thornburg LLP
  • -
  • USA
  • -
  • April 17 2015

This week, we have posted about two commodity enforcement trends (here and here). Yesterday, Judge Harry D. Leinenweber of the United States District

CFTC and Australian regulator sign memorandum of understanding regarding cross-border SDs and MSPs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 17 2015

The Commodity Futures Trading Commission and the Australian Prudential Regulation Authority (APRA) have entered into a memorandum of understanding

CFTC action against Kraft may be an important early test of CFTC’s new anti-fraud authority

  • Paul Hastings LLP
  • -
  • USA
  • -
  • April 15 2015

In a civil enforcement action that may signal increased scrutiny of end users and hedgers in the commodities markets, the Commodities Futures Trading

Margin requirements for uncleared swaps

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • April 15 2015

In July 2011 the G20 added margin requirements for uncleared derivatives to its regulatory reform agenda. The setting of margin standards was

A practical guide for the buy-side to the U.S. margin rules for uncleared swaps

  • Holland & Knight LLP
  • -
  • USA
  • -
  • April 14 2015

It is expected that CFTC and the Prudential Regulators will issue final rules with respect to initial margin and variation margin for OTC derivatives

Recent enforcement trends in the commodity markets (part 1)

  • Barnes & Thornburg LLP
  • -
  • USA
  • -
  • April 13 2015

Last fall, Aitan Goelman - the Director of Enforcement for the Commodity Futures Trading Commission (Commission) - made two interesting points that

A signal of things to come? New CME Rule 512 reflects modified stance for violations of futures and options reporting requirements

  • Cadwalader Wickersham & Taft LLP
  • -
  • USA
  • -
  • April 13 2015

On March 24, 2015, the CME Group, Inc. (“CME”) announced a proposed amendment to Rule 512 indicating that it will impose a minimum fine of $1,000 for

Financial services update vol. 10, issue 14

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • April 13 2015

In the field of financial services regulation, you may be forgiven for not having recognized the stimulating connections here. The Federal Reserve's

Class action Complaint filed against Kraft Foods and Mondelez Global for alleged manipulation charged previously by CFTC

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 12 2015

A private litigant sued Kraft Foods Group, Inc. and Mondelez Global LLC last week, alleging many of the same claims of manipulation that the

CPOs that have delegated certain responsibilities to other registered CPOs now mandated to tell NFA formally

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 12 2015

In order to keep track of commodity pool operators that delegate certain of their responsibilities under a recently issued CFTC no-action letter, the