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Results: 11-20 of 3,993

March 2013 Dodd-Frank Protocol Protocol 2.0

  • Orrick Herrington & Sutcliffe LLP
  • -
  • USA
  • -
  • June 11 2013

The second and latest International Swaps and Derivatives Association, Inc. ("ISDA") Dodd-Frank Protocol ("DF Protocol 2.0") opened for adherence on

Compliance extension for certain pre-trade clearing requirements

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 10 2013

On June 3rd, the CFTC's Division of Clearing and Risk provided an extension of time for compliance in order to provide additional time for market

Chicago Board Options Exchange: longer period designated to consider QCC proposal

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 10 2013

On May 30th, the SEC designated July 15, 2013, as the date by which it will approve, disapprove, or institute disapproval proceedings regarding the

Limited swaps clearing relief

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 10 2013

On June 4th, the CFTC's Division of Clearing and Risk provided no-action relief for swaps entered into by eligible treasury affiliates from having to

OCC Bulletin on swaps clearing

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 10 2013

On June 6th, the OCC issued a Bulletin on the CFTC's mandatory swaps clearing rules

Agencies issue binary options investor alert

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • June 10 2013

On June 6th, the SEC and CFTC issued a joint Investor Alert warning about fraudulent promotional schemes involving binary options and binary options

Financial industry developments

  • Orrick Herrington & Sutcliffe LLP
  • -
  • USA
  • -
  • June 10 2013

On June 5, the SEC proposed two alternatives for amending rules that govern money market mutual funds under the '40 Act. The alternatives would (i

June 10 deadline for clearing interest rate swaps

  • Bryan Cave LLP
  • -
  • USA
  • -
  • June 9 2013

All community banks that currently engage in interest rate swaps (or are considering doing so in the near future) should be aware of the June 10

Notice regarding the effective date of the CFTC clearing exemption for swaps between certain affiliated entities

  • Debevoise & Plimpton LLP
  • -
  • USA
  • -
  • June 7 2013

Unless an exemption applies, commencing from June 10, 2013, all commodity pools, private funds and persons predominantly engaged in activities that

CBOE reminds trading permit holders to notify exchange of disciplinary actions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 7 2013

The Chicago Board Options Exchange (CBOE) issued a Regulatory Circular reminding Trading Permit Holders (TPH) that CBOE Rule 4.9 requires every TPH

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