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Results: 11-20 of 5,491

US Commodity Futures Trading Commission announces members of the Market Risk Advisory Committee

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • February 24 2015

On February 18, 2015, the US Commodity Futures Trading Commission announced the members of the CFTC's Market Risk Advisory Committee. MRAC, first

Financial services update February 23 2015 Commodity Futures Trading Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • February 23 2015

On February 18th, the Commodity Futures Trading Commission ("CFTC") announced the members of the CFTC's Market Risk Advisory Committee. The

NFA reminds swap dealers and MSPs to update annually and keep current the SD-MSP Questionnaire

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 22 2015

The National Futures Association published a reminder to registered Swap Dealers and Major Swap Participants to complete the SD-MSP Questionnaire as

Clearinghouse recovery and resolution to be addressed by upcoming CFTC roundtable

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 22 2015

The Commodity Futures Trading Commission has scheduled a public roundtable on clearinghouse recovery and resolution issues for March 5 in Washington

CME Group reminds members of regulatory requirements for EFRPs and block trades through disciplinary actions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 22 2015

The CME Group brought and resolved multiple disciplinary actions against various members and non-members related to their alleged failure to follow

CFTC announces members of Market Risk Advisory Committee

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 20 2015

The Commodity Futures Trading Commission has announced the members of its Market Risk Advisory Committee (MRAC). The MRAC’s membership list is

NFA notifies SDs and MSPs of annual questionnaire requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 20 2015

Beginning April 1, National Futures Association (NFA) will require its member swap dealers (SDs) and major swap participants (MSPs) to complete the

CFTC’s Energy and Environmental Markets Advisory Committee to hold meeting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 20 2015

The Commodity Futures Trading Commission’s Energy and Environmental Markets Advisory Committee will hold a meeting on February 26. The meeting, which

Margin for uncleared swaps: a critical look at the CFTC and prudential regulators proposals

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • February 20 2015

Last fall both the Commodity Futures Trading Commission (“CFTC”) and five U.S. prudential banking regulators (the “Prudential Regulators”) released

Mutual fund adviser sanctioned for deficiencies in custody of funds’ derivatives collateral and directed brokerage compliance

  • Ropes & Gray LLP
  • -
  • USA
  • -
  • February 19 2015

On February 12, 2015, the SEC announced that Water Island Capital LLC ("Water Island") agreed to settle enforcement proceedings arising from alleged