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Results: 11-20 of 5,018

District court largely rejects challenges to CFTC's extraterritorial application of Dodd-Frank swap regulations

  • Baker Botts LLP
  • -
  • USA
  • -
  • September 24 2014

The United States District Court for the District of Columbia issued an opinion on September 16, 2014, available here, largely rejecting challenges

Regulators publish re-proposed margin requirements for uncleared swaps

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • September 24 2014

On September 3, 2014, the Board of Governors of the Federal Reserve System (the Board) jointly adopted, with certain federal banking regulators,1

CFTC relief to use additional third-party recordkeepers

  • Vedder Price PC
  • -
  • USA
  • -
  • September 24 2014

On September 8, 2014, the DSIO issued CFTC Letter No. 14-114 (Letter 14-114), which grants exemptive relief from the main office requirement of CFTC

Form CPO-PQR relief for CPOs to certain exempt or excluded pools

  • Vedder Price PC
  • -
  • USA
  • -
  • September 24 2014

On September 8, 2014, the DSIO issued CFTC Letter No. 14-115 (Letter 14-115), which grants exemptive relief from the requirement to file a Form

No-action letter for operators of certain commodity pools

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • September 24 2014

The US Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight recently issued a no-action letter for commodity pool

CFTC grants exemptive relief to permit general solicitation under CFTC rules

  • Alston & Bird LLP
  • -
  • USA
  • -
  • September 23 2014

On September 9, 2014, in an effort to harmonize its rules with recent Securities and Exchange Commission (SEC) amendments made pursuant to the

SEC proposed rule for treatment of certain communications of security-based swap quotes

  • Debevoise & Plimpton LLP
  • -
  • USA
  • -
  • September 23 2014

On September 8, 2014, the Securities and Exchange Commission (the "SEC") published a proposed rule (the "Proposed Rule") providing that certain

FSB reports on jurisdictions’ ability to defer to each other’s OTC derivatives market regulatory regimes

  • Shearman & Sterling LLP
  • -
  • Global, USA
  • -
  • September 23 2014

On September 18, 2014, the Financial Stability Board ("FSB") published its report to G20 Finance Ministers and Central Bank Governors entitled

CFTC approves final rule and proposed rule at an open meeting

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • September 23 2014

On September 19, 2014, the US Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight issued time-limited no-action relief for

CFTC provides no-action relief for Swap Execution Facilities from certain block trade requirements

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • September 23 2014

On September 19, 2014, the US Commodity Futures Trading Commission's ("CFTC") Division of Market Oversight issued time-limited no-action relief for