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Results: 11-20 of 5,547

Introducing broker fined by ICE Futures U.S. for misreporting and not maintaining required records for block trades

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 29 2015

IVG Energy, Ltd., an introducing broker registered with the Commodity Futures Trading Commission, consented to a fine of US $40,000 for misreporting

CFTC fines grain dealer and merchant US $800,000 for improperly reporting positions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 29 2015

Marubeni America Corporation, a grain dealer and merchant, agreed to pay a fine of US $800,000 to the Commodity Futures Trading Commission to resolve

CFTC requests public comment on cross-border guidance

  • Sidley Austin LLP
  • -
  • USA
  • -
  • March 27 2015

On March 10, 2015, the Commodity Futures Trading Commission ("CFTC") published a request for public comment on the costs and benefits associated with

CFTC issues advisory on ownership and control reporting

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 27 2015

The Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission have

A new commodity: storage capacity

  • Haynes and Boone LLP
  • -
  • USA
  • -
  • March 26 2015

This coming Sunday, March 29, CME Group plans to launch the first ever physically-delivered crude oil storage futures contract. CME Group is able to

Government generally may not discover attorney-expert communications

  • Jenner & Block
  • -
  • USA
  • -
  • March 25 2015

In U.S. Commodity Futures Trading Commission v. Newell, 301 F.R.D. 348 (N.D. Ill. 2014) (No. 12-6763), the court held that the CFTC generally could

Reminder: certain U.S. reporting and compliance obligations for investment advisers and funds

  • Dechert LLP
  • -
  • USA
  • -
  • March 25 2015

The U.S. federal securities laws and the rules of U.S. self-regulatory organizations (such as the Financial Industry Regulatory Authority) impose

Regulation SBSR: the compliance guide to reporting security-based swaps

  • Latham & Watkins LLP
  • -
  • USA
  • -
  • March 24 2015

SEC has published reporting obligations for SBS without a finalized compliance schedule. Reporting rules for cleared and platform-executed SBS and

The US Commodity Futures Trading Commission approves final rule on Residual Interest Deadline for Futures Commission Merchants

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • March 24 2015

On March 17, 2015, the US Commodity Futures Trading Commission approved a final rule amending CFTC Regulation 1.22 by removing December 31, 2018 as

A second home run? Post-petition interest claims against certain lehman entities may be a multiple of the underlying derivative claims’ face amount

  • Kramer Levin Naftalis & Frankel LLP
  • -
  • USA
  • -
  • March 24 2015

Creditors with allowed claims against Lehman Brothers OTC Derivatives Inc. ("LOTC") and Lehman Brothers Commercial Corporation ("LBCC") have already