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Results: 11-20 of 5,290

CFTC and SEC propose interpretation concerning forward contracts with embedded volumetric optionality

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 12 2014

On November 13, 2014, the Commodity Futures Trading Commission (CFTC) and the Securities and Exchange Commission (SEC) approved for publication in

The financial report December 11, 2014 - news from the Americas

  • DLA Piper LLP
  • -
  • Canada, USA
  • -
  • December 11 2014

In what may be viewed as a watershed event in insider trading jurisprudence, the Second Circuit unanimously struck down the convictions of Todd

The financial report December 11, 2014 - US Commodity Futures Trading Commission developments

  • DLA Piper LLP
  • -
  • USA
  • -
  • December 11 2014

The comment period for the CFTC’s proposal establishing speculative position limits for 28 exempt and agricultural commodity futures and options

The financial report December 11, 2014 - exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • Global, USA
  • -
  • December 11 2014

The Financial Industry Regulatory Authority issued two Retrospective Rule Review Reports assessing, respectively, the effectiveness and efficiency of

Annual CPO or CTA exemption or exclusion affirmations due by March 2, 2015; filings now accepted

  • Alston & Bird LLP
  • -
  • USA
  • -
  • December 11 2014

Any firm that is currently claiming certain exemptions or exclusions from registration with the Commodity Futures Trading Commission (CFTC) as a

CFTC proposes rule on Residual Interest Deadline, amendments to the recordkeeping provisions of Rule 1.35(a) and interpretation concerning forwards with embedded volumetric optionality

  • Fried Frank Harris Shriver & Jacobson LLP
  • -
  • USA
  • -
  • December 10 2014

On November 3, 2014, the Commodity Futures Trading Commission ("Commission" or "CFTC") held an open meeting to consider and vote on three proposals

Investment management legal regulatory update - December 2014

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • December 10 2014

SEC Chair Mary Jo White recently offered a peek into new SEC rule proposals we can expect to see in the coming months. The sneak preview includes

CFTC grants relief to family offices from registration as commodity trading advisor

  • Proskauer Rose LLP
  • -
  • USA
  • -
  • December 9 2014

On November 5, 2014, the U.S. Commodity Futures Trading Commission (CFTC) issued a no-action letter granting relief from registration as a commodity

US Commodity Futures Trading Commission to reopen comment period for Position Limit Rulemaking

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • December 9 2014

On December 1, 2014, the US Commodity Futures Trading Commission ("CFTC") announced that it will reopen the comment period for 45 days on its

US Commodity Futures Trading Commission announces agenda for upcoming Agricultural Advisory Committee meeting

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • December 9 2014

On December 4, 2014, the CFTC announced the agenda for the upcoming Agricultural Advisory Committee meeting on Tuesday, December 9, 2014, at its