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Results: 11-20 of 4,876

Congress scrutinizes hedge funds’ use of financial derivatives

  • Sutherland Asbill & Brennan LLP
  • -
  • USA
  • -
  • July 25 2014

This week the Senate Permanent Subcommittee on Investigations, Committee on Homeland Security and Governmental Affairs (Subcommittee), in conjunction

The financial report July 24, 2014 - US exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • USA
  • -
  • July 24 2014

The Financial Industry Regulatory Authority formed a 13-member Arbitration Task Force to consider possible enhancements to its arbitration forum

The financial report July 24, 2014 - US Commodity Futures Trading Commission developments

  • DLA Piper LLP
  • -
  • USA
  • -
  • July 24 2014

Commissioner Scott O’Malia submitted his resignation, effective August 8, 2014. (7212014) Resignation letter. The Division of Swap Dealer and

SEC adopts Final Rules and guidance defining “security-based swap dealer” and “major security-based swap participant” in cross-border transactions

  • Alston & Bird LLP
  • -
  • USA
  • -
  • July 23 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) adopted the first of a series of rules on cross-border security-based swap activities

Commissioner Scott O'Malia to become CEO of ISDA - will ISDA increase its focus on the energy industry, commercial market participants and physical commodity markets?

  • Reed Smith LLP
  • -
  • USA
  • -
  • July 23 2014

Following the CFTC announcement that Commissioner Scott O'Malia has resigned his position effective August 8th (see our prior post about that

Cross-border security-based swaps: SEC adopts initial final rules on cross-border security-based swap activities

  • Sullivan & Cromwell LLP
  • -
  • USA
  • -
  • July 22 2014

On June 25, 2014, the Securities and Exchange Commission issued a release with final rules and interpretations on the cross-border application of

Proposed exemption from commodity pool operator status for certain advisers to registered investment companies

  • Thompson Hine LLP
  • -
  • USA
  • -
  • July 21 2014

On June 24, 2014, the U.S. House of Representatives adopted the Commodity Futures Trading Commission Reauthorization Bill (H.R. 4413), which includes

SEC adopts key cross-border security-based swap rules, anticipates further rulemaking

  • Sidley Austin LLP
  • -
  • USA
  • -
  • July 21 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) adopted final rules (theSEC Final Rules) that will form the cornerstone of its

New credit default swap terms to be implemented in September 2014

  • Ropes & Gray LLP
  • -
  • USA
  • -
  • July 21 2014

Earlier this year, the International Swaps and Derivatives Association Inc. (ISDA) published the 2014 Credit Derivatives Definitions (the 2014

Financial services update July 21 2014 Securities and Exchange Commission

  • Winston & Strawn LLP
  • -
  • USA
  • -
  • July 21 2014

The Securities and Exchange Commission ("SEC") will hold an open meeting on July 23, 2014 where it is expected to consider whether to adopt