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Results: 11-20 of 5,209

CFTC issues further relief for package transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 14 2014

The Division of Market Oversight (DMO) of the Commodity Futures Trading Commission has issued an extension of no-action relief for swap execution

CFTC issues 30.7 customer funds no-action relief and interpretation

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 14 2014

The Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission has issued no-action relief and

The financial report November 13, 2014 - exchanges and self-regulatory organizations

  • DLA Piper LLP
  • -
  • USA
  • -
  • November 13 2014

A survey conducted by the Financial Industry Regulatory Authority found that 92 percent of investors agreed (62 percent strongly agreed and 30

The financial report November 13, 2014 - US Commodity Futures Trading Commission developments

  • DLA Piper LLP
  • -
  • USA
  • -
  • November 13 2014

The CFTC proposed revisions to the Residual Interest Deadline in Commission Rule 1.22. The amendment would remove the December 31, 2018 termination

CFTC extends temporary no-action relief for swaps between eligible affiliate counterparties

  • Debevoise & Plimpton LLP
  • -
  • USA
  • -
  • November 12 2014

On November 7, 2014, the Division of Clearing and Risk (the "DCR") of the Commodity Futures Trading Commission (the "CFTC") issued a time-limited

Margin requirements for uncleared swaps continue to take form: Prudential Regulators and CFTC re-propose similar rules

  • Sidley Austin LLP
  • -
  • USA
  • -
  • November 12 2014

Dodd-Frank mandates the margining of uncleared swaps and requires U.S. federal regulators to adopt implementing rules covering initial and variation

Index changes and successor indices: avoiding delisting from the NYSE Arca

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • November 11 2014

Down deep, somewhere in the boilerplate in the back of a prospectus for an index-linked note, you can find the provisions for index adjustments and

Commodity Futures Trading Commission releases annual enforcement results for fiscal year 2014

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • November 11 2014

On November 6, 2014, the US CFTC reported on the agency's enforcement results for fiscal year 2014. The CFTC imposed a record $3.27 billion in

Commodity Futures Trading Commission staff provide time-limited no-action relief for certain affiliated Counterparties

  • Shearman & Sterling LLP
  • -
  • USA
  • -
  • November 11 2014

On November 7 2014, the US Commodity Futures Trading Commission ("CFTC") Divisions of Clearing and Risk ("DCR") and Market Oversight ("DMO") each

CFTC provides additional delegation relief for private fund managers

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • November 10 2014

On Oct. 15, 2014, the staff of the Commodity Futures Trading Commission issued a letter granting no-action relief to persons seeking to delegate their