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Financial services legislative and regulatory issues update, June 17 2013

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • June 17 2013

Once again, the markets and Congress came together to offer an interesting juxtaposition, as earlier in the week it seemed like synthetic CDOs, the

Energy swap dealer letter sent to CFTC

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 28 2013

Senator Dianne Feinstein (D-CA) led a May 20 letter to Commodity Futures Trading Commission Chairman Gary Gensler on a rule that does not require

Financial services legislative and regulatory issues update May 20

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • May 20 2013

The conflation of three scandals clearly tainted President Obama with The Washington Post’s “Worst Week in Washington” award last week, and in fact

SEC and CFTC issue final joint rules on “red flags” compliance

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • April 24 2013

The Securities Exchange Commission ("SEC") and the Commodity and Futures Trade Commission ("CFTC") (together, the "Commissions") have issued final

New swap business conduct and record-keeping regulations kick in for municipal bond issuers and borrowers

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • April 18 2013

Beginning May 1, 2013, many new business conduct regulations adopted by the Commodity Futures Trading Commission ("CFTC") pursuant to the Dodd-Frank

Financial services legislative & regulatory update - April 15, 2013

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • April 15 2013

Congress returned from a two-week recess and the President finally released his FY14 Budget, which was immediately attacked by friend and foe alike

Reminder regarding April 10 deadline for identifying number registration by some swap end-users

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • April 9 2013

This is a reminder that tomorrow, April 10, 2013, is the deadline for parties to certain swap agreements to obtain a CICI identifying number. The

Financial services legislative and regulatory update - March 11, 2013

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • March 11 2013

As the first full week of the Federal government’s sequestration comes to a close, the effects have been palpable. The Dow Jones closed just shy of

Financial services legislative and regulatory update - December 3, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • December 3 2012

There must have been something in the turkey, because all of the optimism surrounding a positive resolution to the fiscal cliff seemed to have evaporated this week

Financial services legislative and regulatory update - November 19, 2012

  • Mintz Levin Cohn Ferris Glovsky and Popeo PC
  • -
  • USA
  • -
  • November 19 2012

Now that the election is behind us the focus in Washington has shifted to the fiscal cliff, with the President and Congressional leaders meeting at the end of the week after both sides publicly floated their opening negotiating positions

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