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Results: 11-20 of 178

CFTC re-proposes position limits on physical commodity derivatives

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • November 6 2013

Yesterday, the CFTC voted to approve a new position limits rule that resembles the agency's previous short-lived rule (vacated and now abandoned

CFTC abandons old position limits rule in favor of new rule

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • October 29 2013

According to a statement by Commissioner O'Malia today, the CFTC has voted to dismiss its appeal of the federal district court decision striking down

Record CFTC fines in 2013

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • October 28 2013

On October 24, 2013, the CFTC Enforcement Division announced its 2013 fiscal year results - 82 filed enforcement actions and record fines of $1.7

Lie to protect yourself or your employer in CFTC investigations and you will be punished

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • October 8 2013

Section 753 of the Dodd-Frank Act added a new section to the Commodity Exchange Act to make it unlawful "for any person to make any false or

CFTC responds to FAQ on commodity options

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 30 2013

Today, the CFTC Division of Market Oversight published a response to frequently asked questions regarding commodity options, including reporting

FERC Chairman’s letter to Senate highlights FERC-CFTC tension and a voluntary trader ban in the JP Morgan $410 million FERC settlement

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 12 2013

This past Monday, September 9, the Federal Energy Regulatory Commission (FERC) posted a letter from its chairman, Jon Wellinghopf, to Senators

CFTC clarifies that typical retail energy contracts are not subject to regulation under Dodd-Frank’s retail commodity transaction provisions

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 26 2013

On Friday August 23, the Commodity Futures Trading Commission clarified that typical retail energy contracts with homeowners and commercial users

FERC’s BP America manipulation show cause and proposed $28 million penalty highlights the interrelationship between CFTC and FERC in enforcement matters

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • August 19 2013

The Federal Energy Regulatory Commission's (FERC) August 5, 2013, $28 million show cause order against BP America Inc. and other BP affiliates

High frequency trader “spoofs” and “layers” his way to penalties from U.S and British regulators

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • July 30 2013

On July 22, 2013, regulators from the United States Commodity Futures Trading Commission (CFTC) and the British Financial Conduct Authority (FCA

CFTC seeks comment on guidance concerning illegal wash trades

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • July 21 2013

On July 15, 2013, the CFTC sought comments on a proposed CME Group Market Regulation Advisory (Advisory) providing guidance and answering frequently