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Results: 11-20 of 187

CFTC schedules conference on regulatory treatment of forward contracts with embedded volumetric optionality

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • March 7 2014

The CFTC will hold a public conference on Thursday April 3, 2014, to discuss end-user issues with the Dodd-Frank Act, including the appropriate

CFTC & FERC take steps to implement information sharing MOU

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • March 5 2014

Today the CFTC and FERC announced the initial transmission of market data under the recently adopted CFTC-FERC Memorandum of Understanding (MOU) for

Make CFTC Large Trader Report available to FERC by the end of February, eight democratic Senators tell CFTC Chairman

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • February 17 2014

On February 7, 2014, eight United States Senators told Acting Commodity Futures Trading Commission Chairman Mark Wetjen to either (1) make the CFTC's

FERC and CFTC join forces regarding jurisdiction and information sharing; FERC re-affirms enforcement focus in 2014; possible licensing may be on the horizon

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • January 6 2014

On January 2, the Federal Energy Regulatory Commission and Commodity Futures Trading Commission entered into two Memoranda of Understanding regarding

New year brings changes to end user reporting requirements for trade options and swaps

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • December 31 2013

The first half of 2014 will bring changes to the end user reporting requirements for trade options and swapsnamely, (1) the commencement of

Second recent CFTC “banging the close” case results in various CEA violations, fines, trading bans

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • December 6 2013

On November 25, 2013, the Commodity Futures Trading Commission (CFTC) settled with Daniel Shak and SHK Management LLC (collectively Respondents

Protecting a position by “banging the close” and “spoofing” will be penalized the CFTC

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • November 21 2013

On November 6, 2013, the Commodity Futures Trading Commission filed suit against Donald R. Wilson and his company, DRW Investments, for "banging the

“Red flags” of market manipulation and effective compliance programs

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • November 13 2013

Last week current and former supervisory personnel in the Enforcement Divisions of the Commodity Futures Trading Commission and Federal Energy

Who are the swap dealers?

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • November 11 2013

We recently passed the first rolling 12-month period for determining which entities will surpass the CFTC's de minimis swap dealing levels and thus

CFTC re-proposes position limits on physical commodity derivatives

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • November 6 2013

Yesterday, the CFTC voted to approve a new position limits rule that resembles the agency's previous short-lived rule (vacated and now abandoned