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CFTC Commissioners bicker about budget and performance report

Leonard, Street and Deinard
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USA
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April 12 2013

There continues to be significant public discord amongst the Commissioners at the CFTC. 2014 Budget; According to Commissioner Scott O’Malia “Given

Recent SEC actions on broker voting, executive stock options, compensation and corporate governance and shareholder access to proxy statements

Leonard, Street and Deinard
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USA
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July 10 2009

The Securities and Exchange Commission (SEC) recently approved a New York Stock Exchange (NYSE) proposal to eliminate broker discretionary voting for directors and a Chicago Board Options Exchange proposal related to stock options

SEC proposes rules to mitigate conflicts of interest involving security-based swaps

Leonard, Street and Deinard
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USA
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October 13 2010

The SEC has proposed rules intended to mitigate conflicts of interest for security-based swap clearing agencies, security-based swap execution facilities, and national securities exchanges that post security-based swaps or make them available for trading

CFTC to hold open meeting on second series of proposed rules under the Dodd-Frank Act

Leonard, Street and Deinard
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USA
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October 13 2010

The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Tuesday, October 19, 2010, at 9:30 a.m. to consider the issuance of the following proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC staff to host public roundtable to discuss individual customer collateral protection

Leonard, Street and Deinard
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USA
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October 17 2010

Staff of the Commodity Futures Trading Commission (CFTC) will hold a public roundtable on October 22, 2010, from 1:00 p.m. to 4:00 p.m., to discuss issues related to individual customer collateral protection

CFTC adopts proposed rules regarding protection of consumer information, position reports and a definition of agricultural commodity

Leonard, Street and Deinard
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USA
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October 19 2010

The CFTC has adopted proposed rules which address the protection of consumer information, including rules which implement amendments to the Fair Credit Reporting Act and the Gramm-Leach-Bliley Act, rules regarding position reports for physical commodity swaps and a definition of agricultural commodity

Joint CFTC and SEC roundtable on credit default swaps

Leonard, Street and Deinard
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USA
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October 16 2010

The Securities and Exchange Commission and Commodity Futures Trading Commission staffs will hold a public roundtable on October 22 from 9 a.m. to noon to discuss issues related to the clearing of credit default swaps

Treasury official discusses path forward on financial reform

Leonard, Street and Deinard
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USA
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August 11 2010

Michael Barr, Treasury Assistant Secretary for Financial Institutions, outlined the path forward for implementing the Dodd-Frank Act on August 10, 2010

CFTC to hold open meeting on third series of proposed rules under the Dodd-Frank Act

Leonard, Street and Deinard
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USA
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October 19 2010

The Commodity Futures Trading Commission, or CFTC, will hold a public meeting on Tuesday, October 26, 2010, to consider the issuance of the following proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act

Swap rulemakingsCFTC & SEC hit the starting blocks

Leonard, Street and Deinard
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USA
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August 14 2010

As the CFTC's first move in its monumental task of implementing the swap trading provisions of Dodd-Frank, the agency yesterday announced a joint Advanced Notice of Proposed Rulemaking ("ANOPR") with the SEC seeking comments on the many critical definitions that will establish the scope of the agencies' jurisdiction and of important categories that will affect the level of regulation faced by companies trading energy swaps

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