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CFTC (and FERC) compliance managers take note CFTC schedules vote on final interpretation of disruptive trading practices
- Leonard, Street and Deinard
- -
- USA
- -
- May 14 2013
At its open meeting on May 16, 2013, the Commodity Futures Trading Commission will vote on the final interpretative rule for disruptive trading
CFTC reiterates that “wash trades” are “grave violations” in penalizing two experienced traders for wash trading
- Leonard, Street and Deinard
- -
- USA
- -
- May 3 2013
On Monday, April 29, the Commodity Futures Trading Commission reiterated that wash trades (transactions without intent to take genuine, bona fide
ECP guarantor provisions in corporate credit agreements
- Leonard, Street and Deinard
- -
- USA
- -
- April 29 2013
Many corporate credit agreements are supported by subsidiary guarantees. Those guarantees often include not only the guaranty of the obligations
CFTC Commissioners bicker about budget and performance report
- Leonard, Street and Deinard
- -
- USA
- -
- April 12 2013
There continues to be significant public discord amongst the Commissioners at the CFTC. 2014 Budget; According to Commissioner Scott O’Malia “Given
CFTC extends compliance dates for end user swap reporting
- Leonard, Street and Deinard
- -
- USA
- -
- April 9 2013
The CFTC has issued a no-action letter that effectively extends the dates for swap counterparties who are not swap dealers (SDs) or major swap
CFTC’s final rule exempting certain RTO transactions from CFTC regulation largely affirms earlier order but offers helpful changes to market participants
- Leonard, Street and Deinard
- -
- USA
- -
- April 8 2013
On March 28, 2013, the Commodity Futures Trading Commission issued a final rule that largely affirmed its earlier proposal to exempt certain FERC and
CFTC no-action letter allows most end users to report all trade options on annual aggregate basis
- Leonard, Street and Deinard
- -
- USA
- -
- April 7 2013
The CFTC Division of Market Oversight (DMO) has issued a no-action letter that will allow most swaps end users to report all trade options on an
CFTC approves final regulations governing exemption from required clearing for inter-affiliate swaps
- Leonard, Street and Deinard
- -
- USA
- -
- April 1 2013
The CFTC has issued a final rule to exempt swaps between certain affiliated entities within a corporate group from the clearing requirement under the
CFTC provides relief for partial swap terminations
- Leonard, Street and Deinard
- -
- USA
- -
- March 23 2013
The CFTC's Division of Clearing and Risk has issued a no-action letter that provides relief from required clearing for a limited set of "stub swaps"
CFTC’s initial attempts at data collection fail
- Leonard, Street and Deinard
- -
- USA
- -
- March 21 2013
Since the beginning of 2013, the CFTC has required certain market participants to report their interest rate and credit index swap trades to a swap
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