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CFTC interprets obligations to send initial margin segregation notices and reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

On October 31, the Commodity Futures Trading Commission issued a staff interpretation concerning its rules that oblige swaps dealers and major swap

The re-proposed margin rules for non-cleared swaps: some issues and suggestions for end users

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 31 2014

The US banking regulators and the Commodity Futures Trading Commission (CFTC) have each recently re-proposed margin rules for non-cleared swaps (the

SEC adopts first installment of rules for cross-border security-based swap activity

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 16 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the

SEC to hold open meeting on cross-border security-based swap definitions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 20 2014

On June 18, the Securities and Exchange Commission announced that it will hold an open meeting on June 25 to consider whether to adopt rules that

SEC proposes recordkeeping and reporting rules for security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 25 2014

On April 17, the Securities and Exchange Commission proposed several new rules relating to security-based swaps. The rules deal with "recordkeeping

CFTC issues updated relief for cross-border trading of swaps on qualifying multilateral trading facilities in the European Union

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 24 2014

On April 9, 2014, the Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) (together, the Divisions) of

CFTC issues relief for cross-border trading of swaps on Qualifying multilateral trading facilities in the European Union

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 14 2014

On February 12, 2014, the Division of Market Oversight (DMO) of the United States Commodity Futures Trading Commission (CFTC) issued a no-action

SEC extends exemptions for security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 7 2014

On February 5, the Securities and Exchange Commission issued an extension of interim final rules that provide exemptions for security-based swaps

First MAT determinations are deemed certified

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 24 2014

In October 2013, Javelin SEF, LLC (Javelin) and trueEX, LLC (trueEX) self-certified their determinations that certain interest rate swaps are made

CFTC issues no-action relief from certain swap data reporting requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 3 2014

The Commodity Futures Trading Commission's Division of Market Oversight has issued temporary no-action relief to non-US swap dealers (SDs) and non-US