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Results: 1-10 of 37

CFTC issues relief for cross-border trading of swaps on Qualifying multilateral trading facilities in the European Union

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 14 2014

On February 12, 2014, the Division of Market Oversight (DMO) of the United States Commodity Futures Trading Commission (CFTC) issued a no-action

SEC extends exemptions for security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 7 2014

On February 5, the Securities and Exchange Commission issued an extension of interim final rules that provide exemptions for security-based swaps

First MAT determinations are deemed certified

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 24 2014

In October 2013, Javelin SEF, LLC (Javelin) and trueEX, LLC (trueEX) self-certified their determinations that certain interest rate swaps are made

CFTC issues no-action relief from certain swap data reporting requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 3 2014

The Commodity Futures Trading Commission's Division of Market Oversight has issued temporary no-action relief to non-US swap dealers (SDs) and non-US

CFTC makes comparability determinations for substituted compliance purposes

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 3 2014

The Commodity Futures Trading Commission has approved comparability determinations for substituted compliance with six different non-US regulatory

Trade Associations file lawsuit over CFTC’s Cross-Border Guidance

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 6 2013

The Securities Industry and Financial Markets Association, the International Swaps and Derivatives Association, Inc. and the Institute of

CFTC delays transaction-level requirements for certain non-US SD transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 6 2013

The Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight (DSIO) has delayed until January 14, 2014 the

CFTC announces weekly swaps report

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 22 2013

On November 20, the Commodity Futures Trading Commission announced the initiation of the CFTC Weekly Swaps Report. Modeled on the CFTC Commitments of

CFTC provides relief for intended-to-be-cleared swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 22 2013

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight has issued No-Action Letter 13-70 providing relief to

CFTC issues guidance for swap execution facilities

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 22 2013

On November 15, the Commodity Futures Trading Commission's Division of Market Oversight (DMO) issued guidance (Guidance) to swap execution facilities