We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 46

SEC publishes rules for reporting Security-Based Swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 16 2015

On February 11, the Securities and Exchange Commission published the texts for two final rules and one proposed rule relating to the reporting of

New law aligns clearing and margin exceptions for swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 16 2015

On January 13, President Obama signed legislation that aligns the rules relating to swap clearing and mandatory margin for uncleared swaps so that

Swap Push-Out Rule narrowed

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 19 2014

The so-called "Push-Out Rule" relating to swap activity conducted by banks has been significantly narrowed in scope by a provision in the

CFTC interprets obligations to send initial margin segregation notices and reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 7 2014

On October 31, the Commodity Futures Trading Commission issued a staff interpretation concerning its rules that oblige swaps dealers and major swap

The re-proposed margin rules for non-cleared swaps: some issues and suggestions for end users

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 31 2014

The US banking regulators and the Commodity Futures Trading Commission (CFTC) have each recently re-proposed margin rules for non-cleared swaps (the

SEC adopts first installment of rules for cross-border security-based swap activity

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 16 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the

SEC to hold open meeting on cross-border security-based swap definitions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 20 2014

On June 18, the Securities and Exchange Commission announced that it will hold an open meeting on June 25 to consider whether to adopt rules that

SEC proposes recordkeeping and reporting rules for security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 25 2014

On April 17, the Securities and Exchange Commission proposed several new rules relating to security-based swaps. The rules deal with "recordkeeping

CFTC issues updated relief for cross-border trading of swaps on qualifying multilateral trading facilities in the European Union

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 24 2014

On April 9, 2014, the Division of Market Oversight (DMO) and Division of Swap Dealer and Intermediary Oversight (DSIO) (together, the Divisions) of

CFTC issues relief for cross-border trading of swaps on Qualifying multilateral trading facilities in the European Union

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 14 2014

On February 12, 2014, the Division of Market Oversight (DMO) of the United States Commodity Futures Trading Commission (CFTC) issued a no-action