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Legislation introduced by Senator Reed to make regulation of derivatives comprehensive

Sutherland Asbill & Brennan LLP
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USA
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October 2 2009

U.S. Senator Jack Reed (D-RI), Chairman of the Banking Subcommittee on Securities, Insurance, and Investment, introduced the Comprehensive Derivatives Regulation Act of 2009 (CDRA

SEC and CFTC hold joint meetings for harmonization of market regulation

Sutherland Asbill & Brennan LLP
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USA
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October 2 2009

The SEC and the CFTC held joint meetings on harmonizing regulation

Hedge fund sanctioned by CFTC for allegedly making false statements concerning its market positions to the Chicago Board of Trade

Sutherland Asbill & Brennan LLP
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USA
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December 7 2009

The CFTC settled charges against EMF Financial Products, LLC (EMF), a CFTC registrant based in New York, N.Y., for making false statements and failing to disclose material information concerning its market positions and financing to the Chicago Board of Trade (CBOT

CFTC adopts CPO reporting requirement amendments

Sutherland Asbill & Brennan LLP
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USA
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December 7 2009

The CFTC adopted amendments to its regulations regarding periodic and annual reporting requirements applicable to Commodity Pool Operators (CPOs

Joint orders issued by SEC and CFTC on volatility indexes and securities futures

Sutherland Asbill & Brennan LLP
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USA
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December 7 2009

The SEC and the Commodity Futures Trading Commission (CFTC) issued two joint orders related to security-based futures contracts to clarify each agency’s respective jurisdiction and allow additional products to underlie security futures

SEC Commissioner and CFTC Chairman testify on the draft Financial Stability Improvement Act of 2009

Sutherland Asbill & Brennan LLP
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USA
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December 7 2009

SEC Commissioner Elisse B. Walter testified before the House Committee on Agriculture concerning the Discussion Draft of the Financial Stability Improvement Act (Discussion Draft

Regulatory reform for OTC derivatives delivered to Congress

Sutherland Asbill & Brennan LLP
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USA
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September 4 2009

The Obama Administration delivered legislative language to Congress focusing on the regulatory reform of over-the-counter (OTC) derivatives

Derivatives legislation outline issued by Frank and Peterson

Sutherland Asbill & Brennan LLP
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USA
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September 4 2009

Congressmen Barney Frank and Collin Peterson, Chairmen of the House Financial Services Committee and the House Agriculture Committee, respectively, issued a press release headlined, “Peterson, Frank Announce Derivatives Legislation Outline.”

CFTC and SEC to hold joint meetings

Sutherland Asbill & Brennan LLP
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USA
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September 4 2009

The Commodity Futures Trading Commission (CFTC) and the SEC will hold a Joint Open Meeting to seek input from the public on harmonization of market regulation on September 2, 2009, at the CFTC and on September 3, 2009, at the SEC

Swaps bill proposed

Sutherland Asbill & Brennan LLP
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USA
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June 3 2009

Senators Carl Levin and Susan Collins introduced legislation that would allow the SEC, the CFTC and the FDIC to regulate swaps agreements

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