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Results: 1-10 of 85

Major banks agree to temporarily stay swap termination under ISDA protocol

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • October 12 2014

The International Swaps and Derivatives Association, Inc., or ISDA, announced that 18 major global banks, referred to as G-18, have agreed to sign a

Hedge fund and its partner and lawyer fail on motion to dismiss for breach of fiduciary duty

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • October 5 2014

A case against a hedge fund, and one of its partners and in-house counsel, related to actions at a portfolio company and alleging breach of fiduciary

SEC proposes communications exemption for certain security based swaps

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 8 2014

The Dodd-Frank Act amended the Securities Act of 1933 and the Securities Exchange Act of 1934 to include "security-based swaps" in the definition of

Bank regulators propose relaxed margin requirements for corporate end users of uncleared swaps

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • September 9 2014

Five federal agencies have taken a second stab at a proposed rule to establish margin requirements for swap dealers, major swap participants

SEC meeting to consider security-based swaps and asset-backed securities

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • October 6 2010

The SEC has posted a Sunshine Act Notice related to an open meeting to be held on October 13, 2010

CFTC approves regulations to phase in clearing requirements

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • July 24 2012

The Commodity Futures Trading Commission has approved final regulations that establish a schedule to phase in compliance with new clearing requirements under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC issues interpretation concerning Dodd-Frank anti-fraud authority

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • December 2 2011

The CFTC has issued an interpretation that relates to anti-fraud authority provided in the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC issues first provisional registration for a swap data repository

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • June 28 2012

The CFTC has approved the first provisional registration for a swap data repository pursuant to section 21 of the Commodity Exchange Act and section 49.3(b) of the CFTC’s regulations

CFTC proposes rules on process for review of swaps for mandatory clearing

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • October 27 2010

Section 723(a)(3) of the Dodd-Frank Act amends the Commodity Exchange Act ("CEA") to provide that "it shall be unlawful for any person to engage in a swap unless that person submits such swap for clearing to a derivatives clearing organization, or DCO, that is registered under the CEA or a DCO that is exempt from registration under the CEA if the swap is required to be cleared

CFTC reminds all swap counterparties of April 10 deadline to obtain a CICI identifier

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • March 20 2013

The Division of Market Oversight, or DMO, and Office of Data and Technology, or ODT of the CFTC have issued an advisory reminding all swap