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ECP guarantor provisions in corporate credit agreements

Leonard, Street and Deinard
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USA
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April 29 2013

Many corporate credit agreements are supported by subsidiary guarantees. Those guarantees often include not only the guaranty of the obligations

CFTC approves final regulations governing exemption from required clearing for inter-affiliate swaps

Leonard, Street and Deinard
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USA
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April 1 2013

The CFTC has issued a final rule to exempt swaps between certain affiliated entities within a corporate group from the clearing requirement under the

CFTC reminds all swap counterparties of April 10 deadline to obtain a CICI identifier

Leonard, Street and Deinard
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USA
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March 20 2013

The Division of Market Oversight, or DMO, and Office of Data and Technology, or ODT of the CFTC have issued an advisory reminding all swap

CFTC issues proposed rules on financial resource requirements for DCOs and SIDCOs and conflicts of interest

Leonard, Street and Deinard
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USA
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October 3 2010

On October 1, 2010, the CFTC issued proposed rules on financial resource requirements for derivative clearing organizations ("DCOs") and systematically important DCOs ("SIDCOs"

CFTC: if Rule 10b-5 works for the SEC, it should work for us too (and maybe we’ll win more than one case every 35 years)

Leonard, Street and Deinard
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USA
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July 7 2011

The CFTC’s new anti-manipulation and anti-fraud rules are based on the SEC’s Rule 10b-5

CFCT sheds light on definition of commodity pool

Leonard, Street and Deinard
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USA
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October 12 2012

Perhaps one of the most important questions since the Dodd-Frank Act is “What is a commodity pool”?

Recent SEC actions on broker voting, executive stock options, compensation and corporate governance and shareholder access to proxy statements

Leonard, Street and Deinard
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USA
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July 10 2009

The Securities and Exchange Commission (SEC) recently approved a New York Stock Exchange (NYSE) proposal to eliminate broker discretionary voting for directors and a Chicago Board Options Exchange proposal related to stock options

CFTC issues interpretation concerning Dodd-Frank anti-fraud authority

Leonard, Street and Deinard
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USA
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December 2 2011

The CFTC has issued an interpretation that relates to anti-fraud authority provided in the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC Volker Rule proposal is a Rube Goldberg contraption

Leonard, Street and Deinard
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USA
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January 11 2012

The Commodity Futures Trading Commission, or CFTC, has proposed rules implementing the so-called “Volcker Rule” requirements of Section 619 of the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC Commissioners bicker about budget and performance report

Leonard, Street and Deinard
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USA
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April 12 2013

There continues to be significant public discord amongst the Commissioners at the CFTC. 2014 Budget; According to Commissioner Scott O’Malia “Given

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