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Results: 1-10 of 47

CFTC extends relief from certain OCR requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 16 2015

The Division of Market Oversight of the Commodity Futures Trading Commission has extended no-action relief from certain of the CFTC’s ownership and

NFA modifies easyfile for pool annual financial statements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 16 2015

On February 10, National Futures Association (NFA) issued a notice to members describing minor changes to its EasyFile system for annual pool

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 13 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 13, 2011

CFTC extends comment period for multiple Dodd-Frank rulemakings

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 6 2011

The Commodity Futures Trading Commission has determined to extend the public comment period for over 30 of its proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act until June 3

Approval of final rules regarding real-time public reporting of swap transaction data

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 6 2012

On December 20, 2011, the Commodity Futures Trading Commission approved final rules governing real-time public reporting of swap transaction data

Foreign listed stock index futures and options approvals

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 28 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 28, 2010

CFTC appoints Gary Barnett as swaps division director

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 26 2011

Gary Barnett has been appointed to serve as the Director of the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight, a newly created division that is part of the CFTC’s restructuring to fulfill its expanded responsibilities under the Dodd-Frank Wall Street Reform and Consumer Protection Act

CFTC issues interpretation of Dodd-Frank anti-fraud authority

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 9 2011

Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days

CFTC issues annual guidance letter regarding CPO reporting requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 11 2011

The Division of Clearing and Intermediary Oversight (DCIO) of the Commodity Futures Trading Commission has issued its annual guidance letter to commodity pool operators (CPOs) and their accountants, summarizing annual CPO reporting obligations