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Results: 1-10 of 48

NFA issues notice regarding CPO and CTA reports and filing requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 3 2014

On October 1, National Futures Association issued Notice to Members I-14-26 informing commodity pool operators (CPOs) of changes to Form PQR and to

Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 21 2013

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are

CFTC proposes position limits and exemptions for certain energy contracts

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 27 2010

The Commodity Futures Trading Commission’s proposed rules establishing federal speculative position limits for futures and options on futures contracts on four energy contractsHenry Hub natural gas, West Texas Intermediate light sweet crude oil, New York Harbor No. 2 heating oil and New York Harbor gasoline blendstockwere published for comment in the Federal Register on January 26

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 8 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 8, 2010

Foreign listed stock index futures and options approvals

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 28 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 28, 2010

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 13 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 13, 2011

CFTC issues annual guidance letter regarding CPO reporting requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 11 2011

The Division of Clearing and Intermediary Oversight (DCIO) of the Commodity Futures Trading Commission has issued its annual guidance letter to commodity pool operators (CPOs) and their accountants, summarizing annual CPO reporting obligations

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 31 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of March 31, 2011

CFTC proposes substantial amendments to speculative position limits

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 22 2011

The Commodity Futures Trading Commission has issued proposed rules that would substantially modify the position limit and position accountability rules that currently apply to the trading of various agricultural, energy and metals derivative products

CFTC Inspector General issues report examining cost-benefit analyses of Dodd-Frank rulemaking

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • April 22 2011

The Office of the Inspector General (OIG) for the Commodity Futures Trading Commission has issued a report summarizing its investigation into the CFTC's cost-benefit analyses for four rulemakings promulgated under the Dodd-Frank Wall Street Reform and Consumer Protection Act