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Results: 1-10 of 42

CFTC aligns CPO regulation with JOBS Act, provides other guidance for CPOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued several letters affecting

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 13 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 13, 2011

Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 21 2013

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are

CFTC request for public comment regarding ice clear credit portfolio margining petition

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 2 2011

The Commodity Futures Trading Commission is requesting public comment on a petition submitted by ICE Clear Credit LLC (ICC) seeking a CFTC order that would permit ICC and its clearing members that are dually-registered as futures commission merchants and securities broker-dealers to (i) commingle positions in swaps and security-based swaps and related customer money, securities, and property in a cleared swaps customer account and (ii) portfolio margin the swaps and the security-based swaps held in such an account

Foreign Listed Stock Index Futures and Options Approval

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are

CFTC extends comment period for multiple Dodd-Frank rulemakings

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 6 2011

The Commodity Futures Trading Commission has determined to extend the public comment period for over 30 of its proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act until June 3

Approval of final rules regarding real-time public reporting of swap transaction data

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 6 2012

On December 20, 2011, the Commodity Futures Trading Commission approved final rules governing real-time public reporting of swap transaction data

Foreign listed stock index futures and options approvals

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 28 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 28, 2010

Foreign listed stock index futures and options approvals

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012

CFTC appoints Gary Barnett as swaps division director

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 26 2011

Gary Barnett has been appointed to serve as the Director of the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight, a newly created division that is part of the CFTC’s restructuring to fulfill its expanded responsibilities under the Dodd-Frank Wall Street Reform and Consumer Protection Act