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NFA issues notice regarding CPO and CTA reports and filing requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 3 2014

On October 1, National Futures Association issued Notice to Members I-14-26 informing commodity pool operators (CPOs) of changes to Form PQR and to

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • October 1 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of October 1, 2014. All prior versions

Foreign Listed Stock Index Futures and Options Approval

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are

Public meeting of the technology advisory committee

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 9 2011

The Commodity Futures Trading Commission’s Technology Advisory Committee will hold a public meeting on December 13, to address: (1) emerging issues in relation to swap execution facilities; (2) high frequency traders and their market impact; and (3) interim recommendations from the subcommittee on data standardization regarding universal product and legal entity identifiers, standardization of machine-readable legal contracts, and data storage and retrieval

Foreign Listed Stock Index Futures and Options Approvals Chart

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 13 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of January 13, 2011

CFTC issues interpretation of Dodd-Frank anti-fraud authority

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 9 2011

Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days

CFTC issues annual guidance letter regarding CPO reporting requirements

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 11 2011

The Division of Clearing and Intermediary Oversight (DCIO) of the Commodity Futures Trading Commission has issued its annual guidance letter to commodity pool operators (CPOs) and their accountants, summarizing annual CPO reporting obligations

Approval of final rules regarding real-time public reporting of swap transaction data

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • January 6 2012

On December 20, 2011, the Commodity Futures Trading Commission approved final rules governing real-time public reporting of swap transaction data

CFTC extends comment period for multiple Dodd-Frank rulemakings

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 6 2011

The Commodity Futures Trading Commission has determined to extend the public comment period for over 30 of its proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act until June 3

Foreign listed stock index futures and options approvals

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012