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Results: 1-10 of 17

Foreign Listed Stock Index Futures and Options Approval

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • April 16 2014

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of April 16, 2014. All prior versions are

Foreign Listed Stock Index Futures and Options Approval Chart June 21, 2013

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • June 21 2013

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of June 21, 2013. All prior versions are

Foreign listed stock index futures and options approvals

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • February 15 2012

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of February 15, 2012

CFTC issues interpretation of Dodd-Frank anti-fraud authority

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 9 2011

Amendments made to the Commodity Exchange Act by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act) require that an agreement, contract or transaction in any commodity that is entered into with, or offered to, a non-eligible contract participant or non-eligible commercial entity on a leveraged, margined, or financed basis must be conducted on a regulated exchange and be subject to the Commodity Futures Trading Commission’s anti-fraud authority, unless actual delivery of the commodity is made within 28 days

Public meeting of the technology advisory committee

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 9 2011

The Commodity Futures Trading Commission’s Technology Advisory Committee will hold a public meeting on December 13, to address: (1) emerging issues in relation to swap execution facilities; (2) high frequency traders and their market impact; and (3) interim recommendations from the subcommittee on data standardization regarding universal product and legal entity identifiers, standardization of machine-readable legal contracts, and data storage and retrieval

CFTC issues proposed rule on process for making a swap available to trade

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 9 2011

If a swap execution facility (SEF) or designated contract market (DCM) makes a “swap available to trade,” all other SEFs and DCMs listing or offering that swap or an economically equivalent swap must also make those swaps available to trade for purposes of the trade execution requirements of section 2(h)(8) of the CEA

CFTC Division of Market Oversight guidebook for Part 20 reports

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 9 2011

The Commodity Futures Trading Commission’s Division of Market Oversight has issued a guidebook containing additional guidance and detailed instructions for submitting large swap trader reports required by new Part 20 of the CFTC’s rules

CFTC adopts final rule on investment of customer funds

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • December 9 2011

The Commodity Futures Trading Commission has adopted amendments to CFTC Rules 1.25 and 30.7 that would narrow the scope of permissible investments for customer funds held by futures commission merchants (FCMs) and derivatives clearing organizations (DCOs) in the customer segregated account maintained under section 4d(a)(2) of the Commodity Exchange Act or the foreign futures and foreign options secured amount account maintained in accordance with CFTC Rule 30.7

CFTC grants CME Clearing Europe Limited registration as a derivatives clearing organization

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 9 2011

On September 2, the Commodity Futures Trading Commission issued an order granting CME Clearing Europe Limited registration as a derivatives clearing organization pursuant to Section 5b of the Commodity Exchange Act

CFTC extends comment period for multiple Dodd-Frank rulemakings

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 6 2011

The Commodity Futures Trading Commission has determined to extend the public comment period for over 30 of its proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act until June 3