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CFTC proposes position limits and exemptions for certain energy contracts

Katten Muchin Rosenman LLP
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USA
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January 27 2010

The Commodity Futures Trading Commission’s proposed rules establishing federal speculative position limits for futures and options on futures contracts on four energy contractsHenry Hub natural gas, West Texas Intermediate light sweet crude oil, New York Harbor No. 2 heating oil and New York Harbor gasoline blendstockwere published for comment in the Federal Register on January 26

Foreign listed stock index futures and options approvals

Katten Muchin Rosenman LLP
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USA
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September 28 2010

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of September 28, 2010

Foreign Listed Stock Index Futures and Options Approvals Chart

Katten Muchin Rosenman LLP
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USA
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March 31 2011

Attached please find the updated Foreign Listed Stock Index Futures and Options Approvals Chart, current as of March 31, 2011

CFTC announces new certification procedure for foreign security index products

Katten Muchin Rosenman LLP
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USA
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September 30 2011

The Commodity Futures Trading Commission has adopted a final rule that creates a new certification procedure for foreign boards of trade (FBOTs) seeking to offer “broad-based” security index futures or options contracts (Index Products) to persons in the U.S

CFTC requests comment on Eurex Clearing AG's application for registration as a DCO

Katten Muchin Rosenman LLP
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USA
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September 30 2011

The CFTC is requesting public comment on an application by Eurex Clearing AG for registration as a derivatives clearing organization

CFTC issues annual guidance letter regarding CPO reporting requirements

Katten Muchin Rosenman LLP
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USA
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February 11 2011

The Division of Clearing and Intermediary Oversight (DCIO) of the Commodity Futures Trading Commission has issued its annual guidance letter to commodity pool operators (CPOs) and their accountants, summarizing annual CPO reporting obligations

CFTC order authorizing NFA to perform SD and MSP registration

Katten Muchin Rosenman LLP
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USA
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January 13 2012

The Commodity Futures Trading Commission issued an order authorizing the National Futures Association to process and grant applications for registration and withdrawals of registration with respect to SDs and MSPs, to issue notices of provisional registration, to confirm initial compliance with requirements applicable to SDs and MSPs under Section 4s of the CEA, to conduct proceedings to deny, condition, suspend, restrict, or revoke the registration of any SD or MSP, to maintain records regarding SDs and MSPs, and to serve as the official custodian of those records

Final rules regarding registration of swap dealers and major swap participants

Katten Muchin Rosenman LLP
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USA
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January 13 2012

The Commodity Futures Trading Commission adopted final rules establishing a registration process for SDs and MSPs

Final rules on protection of cleared swaps customer contracts and collateral and amendments to the commodity broker bankruptcy provisions

Katten Muchin Rosenman LLP
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USA
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January 13 2012

The Commodity Futures Trading Commission adopted final rules implementing section 724 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the Dodd-Frank Act), which prescribes the manner in which cleared swaps and related collateral must be treated prior to and after bankruptcy

CFTC appoints Gary Barnett as swaps division director

Katten Muchin Rosenman LLP
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USA
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August 26 2011

Gary Barnett has been appointed to serve as the Director of the Commodity Futures Trading Commission’s Division of Swap Dealer and Intermediary Oversight, a newly created division that is part of the CFTC’s restructuring to fulfill its expanded responsibilities under the Dodd-Frank Wall Street Reform and Consumer Protection Act

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