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The Public Company Adviser - Spring 2013

Schiff Hardin LLP
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USA
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May 8 2013

On February 27, 2013, the Supreme Court decided two cases under the federal securities laws, one a victory for plaintiffs in class actions for damages

Top headaches for conducting a private offering

Arnall Golden Gregory LLP
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USA
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May 2 2013

Preparing and completing a private offering of securities in compliance with federal and state securities laws can be a daunting task. There are many

The SEC’s private equity “initiative” leaves no stone unturned: time to take a hard look at your compliance programs

Arnall Golden Gregory LLP
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USA
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May 2 2013

In March, the SEC settled two enforcement actions involving private equity.The two actions are just the latest indicators of the SEC's wide ranging

Top five traps for the unwary in spin-offs

McDermott Will & Emery
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USA
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April 29 2013

A wave of corporate breakups has swept through the United States over the last few years as investors have taken notice of the fact that smaller

SEC charges private equity fund advisers with misleading investors about valuation and performance

Davis Polk & Wardwell LLP
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USA
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April 29 2013

On March 11, 2013, the SEC announced the settlement of charges against two affiliated registered investment advisers - Oppenheimer Asset Management

SEC staffer cautions private funds industry on potential broker registration issues

Proskauer Rose LLP
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USA
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April 26 2013

In a recent speech given to the ABA Trading and Markets Subcommittee, David W. Blass (Chief Counsel of the SEC's Division of Trading and Markets

Crowdfunding and JOBS Act news roundup April 26, 2013

Leonard, Street and Deinard
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USA
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April 26 2013

On Thursday the SEC sent out a press release captioned "SEC Seeks to Halt Scheme Raising Investor Funds Under Guise of JOBS Act." The action doesn't

Federal Reserve adopts key Dodd-Frank Act definitions

Debevoise & Plimpton LLP
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USA
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April 9 2013

On April 3, 2013, the Federal Reserve Board (“FRB”) issued a final rule (the “Final Rule”) establishing requirements for determining when a company is

Two recent SEC no action letters establish standards for crowdsourcing online platforms limited to "accredited investors" to avoid registration as a broker-dealer

Mintz Levin Cohn Ferris Glovsky and Popeo PC
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USA
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April 9 2013

In two recent no action letters, the Securities and Exchange Commission (the "SEC") granted no action relief for two venture capital online funding

Fried Frank M&A quarterly - 1st quarter 2013

Fried Frank Harris Shriver & Jacobson LLP
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China, USA
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April 5 2013

In public company sale processes, confidentiality agreements executed by bidders almost universally include "standstill" provisions

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Search results

The Public Company Adviser - Spring 2013

Top headaches for conducting a private offering

The SEC’s private equity “initiative” leaves no stone unturned: time to take a hard look at your compliance programs

Top five traps for the unwary in spin-offs

SEC charges private equity fund advisers with misleading investors about valuation and performance

SEC staffer cautions private funds industry on potential broker registration issues

Crowdfunding and JOBS Act news roundup April 26, 2013

Federal Reserve adopts key Dodd-Frank Act definitions

Two recent SEC no action letters establish standards for crowdsourcing online platforms limited to "accredited investors" to avoid registration as a broker-dealer

Fried Frank M&A quarterly - 1st quarter 2013

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