We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 39

Second Circuit holds contractual forum selection clause supersedes FINRA mandatory arbitration rule

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • August 29 2014

On August 21, the US Court of Appeals for the Second Circuit decided two closely watched appeals regarding the intersection of Financial Industry

Second Circuit decision provides guidance for drafting enforceable broker-dealer agreement forum selection clause

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 4 2014

On August 21, the US Court of Appeals for the Second Circuit decided two closely watched appeals regarding the intersection of Financial Industry

Defendant waived arbitration rights by failing to assert affirmative defense

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • February 20 2009

Customers of NECC Telecom (NECC), a telephone service provider, brought an action against NECC asserting, among other things, violations of the Federal Communications Act of 1934 and the Federal Communications Commission's Truth-in-Billing Act

Second Circuit holds mandatory broker dealer arbitration not available to non-customer

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 30 2014

On May 15, the US Court of Appeals for the Second Circuit issued a summary order in a closely watched case regarding the circumstances in which a

SEC approves new FINRA Rule permitting arbitrators to refer serious matters during arbitration proceedings

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • November 2 2014

The Securities and Exchange Commission approved a new rule of the Financial Industry Regulatory Authority that permits an arbitrator, during the

TIA victory for owner participants in Second Circuit Delta ruling

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 14 2010

On June 22 2010 the US Court of Appeals for the Second Circuit handed down a decision which has important implications for the holders of tax indemnification agreement (TIA) claims arising from aircraft leveraged leasing transactions

Idaho district court holds that arbitration requirement is subject to limited judicial review

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 4 2012

The United States District Court for the District of Idaho held that, under Ninth Circuit law, an arbitration award is judicially reviewable under the Federal Arbitration Act even where the arbitration agreement at issue contained language describing the arbitrator’s award as “final and binding” and not subject to appeal

Federal court denies motion to vacate arbitration award

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • May 1 2009

A federal court has granted plaintiff’s petition to confirm a $2.1 million arbitration award issued by American Arbitration Association arbitrators in a contract dispute

State law governs determination of whether non-signatory can be compelled to arbitrate

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 26 2010

The Fifth Circuit Court of Appeals has reversed and remanded a ruling by a district court that an injured worker could not be compelled to arbitrate against his former employer's insurer

SEC approves FINRA’s request to increase the number of arbitrators on NLSS lists

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 16 2010

The Securities and Exchange Commission has approved a Financial Industry Regulatory Authority rule proposal to increase the number of arbitrators on lists generated by the "Neutral List Selection System," a computer system that generates random lists of arbitrators from FINRA's roster of arbitrators for arbitration cases