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New York court allows disgorgement coverage action to proceed

Traub Lieberman Straus & Shrewsberry LLP
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USA
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June 18 2013

In its recent decision in J.P. Morgan Securities, Inc. v. Vigilant Ins. Co., 2013 N.Y. LEXIS 1465 (NY June 11, 2013), New York's Court of Appeals -

Fund directors, SEC settle after two of three claimed violations are dropped

Dorsey & Whitney LLP
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USA
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June 14 2013

The Commission settled with eight mutual fund directors regarding the procedures used in the valuation of certain assets after months of litigation

Federal Reserve clarifies application of the swaps pushout rule to uninsured U.S. branches and agencies of foreign banks

Sidley Austin LLP
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USA
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June 14 2013

The Federal Reserve Board ("FRB") released on June 5, 2013 an interim final rule ("Interim Final Rule") clarifying that uninsured U.S. branches and

SEC proposes reforms for money market funds

Ropes & Gray LLP
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USA
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June 14 2013

On June 5, 2013, the Securities and Exchange Commission (the "SEC") voted unanimously to propose significant new reforms for money market funds

Do trades made pursuant to 10b5-1 plans still offer a defense to insider trading?

Orrick Herrington & Sutcliffe LLP
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USA
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June 14 2013

Rule 10b5-1, enacted in August 2000, codified the SEC's position that trading while in possession of material non-public information is sufficient to

“Sophisticated plaintiff” found to be adequate class representative

Katten Muchin Rosenman LLP
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USA
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June 14 2013

The US District Court for the Western District of Texas certified a class of common stock purchasers in an action against Pain Therapeutics, Inc

U.S. Supreme Court: does SOX protect employees of a public company’s private contractor?

Fenwick & West LLP
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USA
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June 14 2013

The United States Supreme Court agreed to review whether the Sarbanes-Oxley Act whistleblower protections apply to employees of a public company's

This week in securities litigation (week ending June 14, 2013)

Dorsey & Whitney LLP
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USA
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June 14 2013

The Commission filed a settled action alleging fraud in connection with a going private transaction based on Exchange Act Section 13(e). The agency

Recent study finds cybersecurity disclosures may fail to meet SEC guidelines

Orrick Herrington & Sutcliffe LLP
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USA
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June 13 2013

Hackers aren't the only ones after company information. Earlier this week, Wills Fortune 500, a unit of Wills Group Holdings, a global insurance

Court of Appeals reinstates insurance coverage claim for disgorgement

Morrison & Foerster LLP
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USA
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June 13 2013

In a decision issued on June 11, the New York Court of Appeals reversed the Appellate Division's dismissal of J.P. Morgan's lawsuit against its

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Search results

New York court allows disgorgement coverage action to proceed

Fund directors, SEC settle after two of three claimed violations are dropped

Federal Reserve clarifies application of the swaps pushout rule to uninsured U.S. branches and agencies of foreign banks

SEC proposes reforms for money market funds

Do trades made pursuant to 10b5-1 plans still offer a defense to insider trading?

“Sophisticated plaintiff” found to be adequate class representative

U.S. Supreme Court: does SOX protect employees of a public company’s private contractor?

This week in securities litigation (week ending June 14, 2013)

Recent study finds cybersecurity disclosures may fail to meet SEC guidelines

Court of Appeals reinstates insurance coverage claim for disgorgement

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