We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
In cooperation with Association of Corporate Counsel
  Request new password

Search results

Order by most recent / most popular / relevance

Results: 1-10 of 25,842

The evolving U.S. cybersecurity landscape: what firms want to know

  • Dechert LLP
  • -
  • USA
  • -
  • March 27 2015

Following a year of high-profile data breaches, the Securities and Exchange Commission (SEC) announced on January 13, 2015 that, for the second

FINRA, SEC provide broker-dealers with motivation, tools to get the job done

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 26 2015

Both the U.S. Securities and Exchange Commission (SEC) and Financial Industry Regulatory Authority (FINRA) have recently issued guidance to

Omnicare decision clarifies grounds for Section 11 liability

  • Morgan Lewis & Bockius LLP
  • -
  • USA
  • -
  • March 26 2015

On March 24, the US Supreme Court issued its highly anticipated decision in Omnicare Inc. v. Laborers District Council Construction Industry Pension

The CFPB and FTC agree to continue to coordinate

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 26 2015

In March 2015, the Consumer Financial Protection Bureau (CFPB) and Federal Trade Commission (FTC) reauthorized their 2012 Memorandum of Understanding

Biomet FCPA announcement highlights distributor-related risks

  • McGuireWoods LLP
  • -
  • USA
  • -
  • March 26 2015

Last week, Biomet Inc. announced in a filing with the U.S. Securities and Exchange Commission (SEC) that instead of its 2012 deferred prosecution

SEC proposes to narrow the rule 15b9-1 exemption from FINRA membership

  • Bracewell & Giuliani LLP
  • -
  • USA
  • -
  • March 26 2015

On March 25, 2015, the Securities and Exchange Commission ("SEC" or "Commission") proposed amendments to rule 15b9-1 of the Securities Exchange Act

FINRA seeks comment on proposal requiring registration of associated persons who develop algorithmic trading strategies

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • March 26 2015

As part of its ongoing market structure initiatives related to, among other things, automated trading activities, the Financial Industry Regulatory

Regulation A: final rules offer important capital raising alternatives

  • Morrison & Foerster LLP
  • -
  • USA
  • -
  • March 26 2015

Yesterday, March 25, 2015, the Securities and Exchange Commission voted unanimously to adopt final rules to implement the rulemaking mandate of Title

U.S. Supreme Court clarifies standard for challenging an expression of opinion in registration statement

  • Ropes & Gray LLP
  • -
  • USA
  • -
  • March 26 2015

On March 24, 2015, the U.S. Supreme Court limited a securities plaintiff's ability to claim a remedy for statements of "belief" or "opinion" that

Supreme Court issues guidance on disclosure of opinions in registration statements

  • Greenberg Traurig LLP
  • -
  • USA
  • -
  • March 26 2015

In a highly anticipated opinion issued earlier this week in Omnicare, Inc. v. Laborers District Council Construction Industry Pension Fund, 575 U.S