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Results: 1-10 of 24,535

The regulators are coming! The regulators are coming!

  • Loeb & Loeb LLP
  • -
  • USA
  • -
  • November 20 2014

Regulators, in-house lawyers and compliance officers told a serious cautionary tale at the recent Practicing Law Institute Broker-Dealer Regulation

2015 compensation committee handbook

  • Skadden Arps Slate Meagher & Flom LLP
  • -
  • USA
  • -
  • November 20 2014

The duties imposed on compensation committees of publicly traded companies have Evolved and grown over time. This first edition of the Compensation

Confidentiality clauses in settlement agreements are under increasing scrutiny by regulators

  • Littler Mendelson
  • -
  • USA
  • -
  • November 20 2014

In 2014 regulators increased their focus on the content of employee confidentiality, settlement and separation agreements. In particular, these

Whistleblower claims and awards on the rise, according to SEC report

  • Littler Mendelson
  • -
  • USA
  • -
  • November 20 2014

In its Annual Report to Congress on the Dodd-Frank Whistleblower Program, the Securities and Exchange Commission reports that both the number of

Clear expectations: DOJ outlines tenets of an effective antitrust compliance program

  • Baker & Hostetler LLP
  • -
  • USA
  • -
  • November 19 2014

There has never been a greater emphasis on policing anticompetitive behavior worldwide. Dozens of countries have instituted effective and aggressive

Do I need to update my D&O questionnaire for 2015?

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • November 19 2014

One of the most frequent questions we get this time of year is issuers asking whether there are any needed updates to director and officer

“Ticking TRUPS” threaten bank holding companies

  • Stinson Leonard Street LLP
  • -
  • USA
  • -
  • November 19 2014

Trust preferred securities (TRUPs), the highbred security that counted as Tier 1 regulatory capital but generated tax deductible interest payments

U.S. Supreme Court scrutinizes three proposed standards for determining Section 11 liability for statements of opinion or belief

  • Pepper Hamilton LLP
  • -
  • USA
  • -
  • November 18 2014

On Monday, November 3, 2014, the U.S. Supreme Court held oral argument in Omnicare, Inc. v. Laborers District Council Construction Industry Pension

Conflict minerals rule case to be reheard

  • Squire Patton Boggs
  • -
  • USA
  • -
  • November 18 2014

We've been waiting for months. And now, the Court of Appeals for the District of Columbia has granted the SEC's petition for rehearing of the court's

D.C. Court of Appeals grants rehearing of Conflict Minerals Rule decision

  • Schulte Roth & Zabel LLP
  • -
  • USA
  • -
  • November 18 2014

Now in its third year, the challenge to the SEC's Conflict Minerals Rule ("the Rule") continues. Today, the Court of Appeals for the D.C. Circuit