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Results: 1-10 of 3,923

FINRA Board to consider rule proposals regarding private trading platforms

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

The Board of Governors (the Board) of the Financial Industry Regulatory Authority is scheduled to meet on September 19 to consider rule proposals

Federal Reserve and CFPB announce increases in dollar thresholds in Regulations Z and M for exempt consumer credit and lease transactions

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

On September 9, the Federal Reserve Board and the Consumer Financial Protection Bureau (CFPB) announced increases in the dollar thresholds in

First Bitcoin swap proposed

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

According to Reuters reports on September 12, TeraExchange, LLC, received approval from the Commodity Futures Trading Commission to begin listing an

SEC proposes rule for communications involving security-based swaps

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

On September 8, the Securities and Exchange Commission proposed a rule providing that publication or distribution of quotes involving security-based

Bylaw of Delaware corporation providing for exclusive forum in North Carolina upheld

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

In City of Providence v. First Citizens Bancshares, Inc., C.A. No. 9795 (Del. Ch. Sep. 8, 2014), Delaware Chancellor Bouchard upheld a bylaw adopted

Banking agencies request comment on proposed Questions and Answers Regarding Community Reinvestment

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

On September 8, the Board of Governors of the Federal Reserve System, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of

Investment management firm discloses wells notice over performance claims

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

F-Squared Investments, Inc. (F-Squared), a registered investment manager that provides portfolios of exchange-traded funds (ETFs), recently disclosed

Eighth Circuit clarifies False Claims Act pleading standards for whistleblowers

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

The United States Court of Appeals for the Eighth Circuit recently held that whistleblowers may satisfy the False Claims Act's (FCA) heightened

CFTC aligns CPO regulation with JOBS Act, provides other guidance for CPOs

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 12 2014

The Commodity Futures Trading Commission's Division of Swap Dealer and Intermediary Oversight (DSIO) recently issued several letters affecting

SEC adopts Regulation AB II

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • September 5 2014

On August 27, the Securities and Exchange Commission at an open meeting unanimously adopted Regulation AB II (Reg AB II). The final rule provides