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Results: 1-10 of 3,864

CFTC seeks comment on ICE Clear Europe portfolio margining proposal

  • Katten Muchin Rosenman LLP
  • -
  • European Union, USA
  • -
  • July 18 2014

The Commodity Futures Trading Commission has requested public comment on a petition submitted by ICE Clear Europe Limited to amend an order issued by

FDIC proposes changes to assessments rule

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 18 2014

On July 15, the Federal Deposit Insurance Corporation (FDIC) proposed (1) to revise the ratios and ratio thresholds for capital evaluations used in

New York DFS proposes first comprehensive regulatory framework for virtual currency businesses

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 18 2014

On July 17, the New York State Department of Financial Services (DFS) released the draft "BitLicense," a proposed regulatory framework to license

FINRA proposes to adopt rules on quotation requirements for OTC equity securities

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 18 2014

The Financial Industry Regulatory Authority, Inc. is proposing to adopt rules governing the quotation requirements applicable to over-the-counter

Ninth Circuit defines vicarious liability standard under the TCPA

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 18 2014

The US Court of Appeals for the Ninth Circuit recently affirmed a US District Court for the Central District of California decision dismissing a

District Court clarifies statute of repose timeline in material misstatement case

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 18 2014

The US District Court for the Eastern District of New York recently dismissed a class action claim, determining the reasserted claim violated the

SEC adopts first installment of rules for cross-border security-based swap activity

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 16 2014

On June 25, 2014, the Securities and Exchange Commission (SEC) re-started its rulemaking for security-based swaps (SBS) under Title VII of the

FINRA to conduct targeted examinations regarding order routing and execution quality of customer orders in exchange-listed stocks

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 15 2014

The Financial Industry Regulatory Authority, Inc.'s Market Regulation Department has issued a targeted examination letter dated July 2014 to certain

SEC focuses on burgeoning liquid alternative funds market

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 14 2014

Registered investment companies that pursue alternative investment strategies (also referred to as "liquid alts") are a relatively new form of

SEC Division of Corporation Finance issues C&DIs relating to accredited investor verification methods

  • Katten Muchin Rosenman LLP
  • -
  • USA
  • -
  • July 11 2014

On July 3, the Securities and Exchange Commission's Division of Corporation Finance issued six new Compliance and Disclosure Interpretations (C&DIs