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Results: 1-10 of 16

This week in securities litigation (week ending April 11, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • April 10 2014

Former hedge fund giant SAC Capital was sentenced this week. This concluded one of the most prominent insider trading cases. Under the terms of the

This week in securities litigation (week ending April 4, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • April 3 2014

High speed trading and insider trading were key topics this week. Author Michael Lewis released a new book on high speed trading and, in an interview

This week in securities litigation (week ending March 21, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • March 20 2014

The Commission improved its trial record this week, prevailing in a ten day jury trial centered on fraud in connection with the sale of mortgage

This week in securities litigation (week ending March 14, 2014)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • March 13 2014

The Supreme Court agreed to hear another securities class action case next term. The issue to be considered is whether tolling applies to a statute of

This week in securities litigation (week ending February 28, 2014)

  • Dorsey & Whitney LLP
  • -
  • Canada, Hong Kong, Japan, United Kingdom, USA
  • -
  • February 27 2014

The Supreme Court handed down a significant decision, construing SLUSA in the context of suits by investors defrauded investors in the Stanford Ponzi

This week in securities litigation (week ending February 14, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • February 13 2014

The Commission prevailed after a two week jury trial in an insider trading case this week, ending a string of losses. The agency also filed two

This week in securities litigation (week ending February 7, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, United Kingdom, USA
  • -
  • February 6 2014

Matthew Martoma was convicted of insider trading by a Manhattan jury. That jury found him guilty of one count of conspiracy and two counts of

This week in securities litigation (week ending January 31, 2014)

  • Dorsey & Whitney LLP
  • -
  • Australia, Hong Kong, USA
  • -
  • January 30 2014

SEC Chair Mary Jo White declared that 2014 will be a very busy year for the Division of Enforcement. At the same time fellow Commissioner Michael

This week in securities litigation (week ending November 30, 2013)

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, United Kingdom, USA
  • -
  • December 1 2013

This week the SEC and the DOJ filed FCPA Actions against oil services company Weatherford International. The company became the newest member of the

How to trap a tiger regulators’ nets tighten around Tiger Asia on both sides of the Pacific

  • Dorsey & Whitney LLP
  • -
  • Hong Kong, USA
  • -
  • August 21 2013

Government securities enforcement agencies in Hong Kong and the United States have been pursuing Tiger Asia Management and its affiliates for four